NEWEDGE WEALTH, LLC

CRD

307771

SEC file #

801-118291

EIN

473306842

DBA names

New Edge Wealth

Economics

AUM

$19.93B

AUM band

$1B+

AUM trajectory

'22 · $2.79B

'23 · $5.03B

'25 · $12.06B

'26 · $19.93B

'22'26

$2.79B → $19.93B▲ +615%

sec adv history

Client mix

Individuals Other	2,064
Individuals High Net Worth	1,557
Corporations	38
Charitable Organizations	23
Pension Profit Sharing Plans	10

Operations

Employees (total)

211

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 12 advisors

'23 · 39 advisors

'25 · 70 advisors

'26 · 99 advisors

'22'26

12 advisors → 99 advisors▲ +725%

sec adv history

Primary office

STAMFORD CT

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses

Fee basis

% of AUMFixed feesCommissionsPerformance-based fees

Filings

Latest ADV filing

04/23/2026

linkedin.com/company/newedgewealth(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

NEWEDGE CAPITAL GROUP, LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

NEWEDGE CAPITAL GROUP, LLC

BANCO, JOSEPH, FRANKLIN

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

social_url_excluded:linkedin.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0001736982

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2019-05-14

Edgar Last Filing Date

2026-05-15

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-15

Accession0001172661-26-002206

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
Fidelity	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

100 QUANNAPOWITT PKWYSUITE 205WAKEFIELD, MA 01880

Business

100 QUANNAPOWITT PKWYSUITE 205WAKEFIELD, MA 01880

Edgar EIN

473306842

Edgar Recent Filings

13F-HR2026-05-15 · 0001172661-26-002206

13F-HR2026-02-06 · 0001172661-26-000526

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (54)

SMITH, KYLE, PETER

2142563

HOLLMANN, RICHARD, LEWIS

IAR · Executive Officer · 2.5%

2321706

SECHAN, ROBERT, JOHN

IAR · Executive Officer · 2.5%

2326215

BANCO, JOSEPH, FRANKLIN

2850198

DAVIS, NICOLE, ANN EARLY

6038221

SCHNIER, DAVID, JASON

5110928

STRAUS, JOHN, A