SourcingSourcing

WALNUT LEVEL CAPITAL LLC

B58
CRD 307942·SEC 801-128518·DENVER, CO
AUM
$119.2M
$100M-$500M
Est. Revenue
$1.2M
@ 1% on AUM
Est. EBITDA
$358K
@ 30% margin
Est. Deal Value
$2.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WALNUT LEVEL CAPITAL LLC
CRD
307942
SEC file #
801-128518
EIN
923949073
DBA names
—

Economics

AUM
$119.2M
AUM band
$100M-$500M
AUM trajectory
'25'26
$251.5M → $119.2M▼ -53%
Client mix
Pooled Investment Vehicles4

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
3 advisors → 2 advisors▼ -33%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
walnutlevel.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANTRIM, CHARLES, WILLIAM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ANTRIM, CHARLES, WILLIAM
BRODY, ERIC, ANDREW
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WALNUTLEVEL.COM
Rdap Domain Creation Date
2020-01-07T15:36:11Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001984870
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-07-13
Edgar Last Filing Date
2025-07-11
Edgar Form D Count
3
Edgar Form D Offerings
2025-07-112025-07-11 · 0000902664-25-002975
2024-07-122024-07-12 · 0000902664-24-004681

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4182
Soi Zip Pct 200k Plus
0.2287
Soi Zip Returns 200k Plus
4,320
Soi Zip Total AGI
3,454,089
Fdic Zip Total Deposits
7,183,689,000
Fdic Zip Branch Count
155
Fdic Zip Top Banks
Wells Fargo Bank, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Morgan Stanley3
Edgar Addresses
Mailing
1221 SOUTH CLARKSON STREETSUITE 205DENVER, CO 80210
Business
1221 SOUTH CLARKSON STREETSUITE 205DENVER, CO 80210
Edgar EIN
923949073
Edgar Recent Filings
D/A2025-07-11 · 0000902664-25-002975
D/A2024-07-12 · 0000902664-24-004681
Fdic Zip Branches Raw
Norwest Bank Colorado, National AssociationDenver, CO
First Federal Savings Bank of ColoradoDenver, CO
Fdic Zip HHI
896.91
Fdic Zip Top Bank Share Pct
14.2
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-07T15:36:11Z
Rdap Domain Last Changed
2025-01-08T18:48:03Z
Rdap Nameservers
Ns69.domaincontrol.comNs70.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI39,823
Returns3,440
Stub 2
AGI111,724
Returns2,980
Stub 3
AGI169,263
Returns2,720
Soi Zip Total Business Income
113,839
Soi Zip Total Cap Gains
399,682
Soi Zip Total Dividends
133,993
Soi Zip Total Returns
18,890
Top Owner CRD
2634678
Trust Company Affiliate
No

People (2)

2
ANTRIM, CHARLES, WILLIAM
Direct Owner · 87.5%
2634678
BRODY, ERIC, ANDREW
Executive Officer · 2.5%
6690157