SourcingSourcing

BREACHER CAPITAL ADVISORS, LLC

C22
CRD 307943·SEC 801-121545·STAMFORD, CT
AUM
$7.5M
<$25M
Est. Revenue
$75K
@ 1% on AUM
Est. EBITDA
$23K
@ 30% margin
Est. Deal Value
$180K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BREACHER CAPITAL ADVISORS, LLC
CRD
307943
SEC file #
801-121545
EIN
—
DBA names
—

Economics

AUM
$7.5M
AUM band
<$25M
AUM trajectory
'22'26
$500K → $7.5M▲ +1400%
Client mix
Pooled Investment Vehicles2
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/16/2022
ADV-W filed at
—
Website
breachercapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Conte, Joseph, Peter
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Conte, Joseph, Peter
HOLLY, ARTHUR, J
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BREACHERCAPITAL.COM
Rdap Domain Creation Date
2020-01-15T01:39:37Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-15T01:39:37Z
Rdap Domain Last Changed
2024-05-18T15:15:06Z
Rdap Nameservers
Ns4.wixdns.netNs5.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
4900206
Trust Company Affiliate
Yes

People (2)

2
Joseph Peter Conte
Direct Owner · 62.5%
4900206
ARTHUR J HOLLY
Direct Owner · 62.5%
4386599