SourcingSourcing

AB BROADLY SYNDICATED LOAN MANAGER LLC

C33
CRD 308135·SEC 801-119242·NASHVILLE, TN
AUM
$2.62B
$1B+
Est. Revenue
$26.2M
@ 1% on AUM
Est. EBITDA
$7.9M
@ 30% margin
Est. Deal Value
$63.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
AB BROADLY SYNDICATED LOAN MANAGER LLC
CRD
308135
SEC file #
801-119242
EIN
—
DBA names
—

Economics

AUM
$2.62B
AUM band
$1B+
AUM trajectory
'22'26
$402.0M → $2.62B▲ +552%
Client mix
Pooled Investment Vehicles6

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
1 advisors → 1 advisors▬ 0%
Primary office
NASHVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
U.S. Banklow confidence
Services offered
Other Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
facebook.com/bernsteinprivatewealthmanagement(social)

Compliance

Disclosures (firm)
7
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ALLIANCE CAPITAL MANAGMENT LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
ALLIANCE CAPITAL MANAGMENT LLC
EMERSON, PAUL
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
U.s. Bank12
E*trade4
Jpmorgan2
Morgan Stanley1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (2)

2
EMERSON, PAUL, ALAN
Executive Officer · 2.5%
5258073
MANLEY, MARK, RANDALL
Executive Officer · 2.5%
1294370