SourcingSourcing

FCG INVESTMENT COMPANY

C28
CRD 308192·SEC 801-118437·GERMANTOWN, TN
AUM
$568.2M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FCG INVESTMENT COMPANY
CRD
308192
SEC file #
801-118437
EIN
—
DBA names
—

Economics

AUM
$568.2M
AUM band
$500M-$1B
AUM trajectory
'21'26
$353.3M → $568.2M▲ +61%
Client mix
Individuals Other244
Pension Profit Sharing Plans57
Individuals High Net Worth50

Operations

Employees (total)
10
Advisory staff (per ADV)
10
Advisory staff (5-yr trend)
'21'26
9 advisors → 10 advisors▲ +11%
Primary office
GERMANTOWN TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/03/2026
ADV-W filed at
—
Website
fcgtn.com

Compliance

Disclosures (firm)
3
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CRAWFORD, LLOYD, VERNON
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CRAWFORD, LLOYD, VERNON
THOMPSON, MICHAEL, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FCGTN.COM
Rdap Domain Creation Date
2004-12-28T17:35:31Z
Rdap Firm Age Years
22
Rdap Firm Age Band
20+y
Rdap Registrar
Register.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
326,162
Form 5500 Compensation Trajectory 3y
2025326,162
Form 5500 Plan Count Trajectory 3y
20256
Schedule C Total Compensation
326,162
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.472
Soi Zip Pct 200k Plus
0.2015
Soi Zip Returns 200k Plus
2,480
Soi Zip Total AGI
2,046,035
Fdic Zip Total Deposits
49,655,133,000
Fdic Zip Branch Count
712
Fdic Zip Top Banks
First Tennessee Bank, National Association
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
10
Bc Firm IAR Count
10
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
NationsBank of Tennessee, National AssociationGermantown, TN
Community First BankGermantown, TN
Fdic Zip HHI
684.39
Fdic Zip Top Bank Share Pct
17.7
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-12-28T17:35:31Z
Rdap Domain Last Changed
2025-11-28T07:46:39Z
Rdap Nameservers
Dns101.register.comDns102.register.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI25,998
Returns2,280
Stub 2
AGI59,036
Returns1,590
Stub 3
AGI89,010
Returns1,420
Soi Zip Total Business Income
121,031
Soi Zip Total Cap Gains
167,573
Soi Zip Total Dividends
102,221
Soi Zip Total Returns
12,310
Top Owner CRD
2952132
Trust Company Affiliate
No

People (10)

10
CRAWFORD, LLOYD, VERNON
IAR · Direct Owner · 62.5%
2952132
THOMPSON, MICHAEL, DAVID
IAR · Direct Owner · 37.5%
6562077
JEREMY SHANE PLYLER
IAR
6307009
ALSTON BOYD WADE
IAR
4902247
WILLIAM LEWIS GURNER
IAR
2595800
DENNIS RAY PLYLER
IAR
2951701
Gurner Cole Lipscomb
IAR
8152852
KENNETH LOUIS RIFFLE
IAR
1934162
JOE DAVID MEALS
IAR
1295902
MELLIO JOSEPH SULIPECK
IAR
4337962