SourcingSourcing

CAPITAL ADVISORS WEALTH MANAGEMENT, LLC

C24
CRD 309387·SEC 801-118930·YAKIMA, WA
AUM
$1.11B
$1B+
Est. Revenue
$11.1M
@ 1% on AUM
Est. EBITDA
$3.3M
@ 30% margin
Est. Deal Value
$26.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITAL ADVISORS WEALTH MANAGEMENT, LLC
CRD
309387
SEC file #
801-118930
EIN
851350829
DBA names
Capital Advisors Wealth Management

Economics

AUM
$1.11B
AUM band
$1B+
AUM trajectory
'21'26
$322.5M → $1.11B▲ +245%
Client mix
Individuals Other709
Individuals High Net Worth284
Pension Profit Sharing Plans40
Charitable Organizations11
Corporations7

Operations

Employees (total)
10
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'21'26
3 advisors → 6 advisors▲ +100%
Primary office
YAKIMA WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FARINA, ANTHONY, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
FARINA, ANTHONY, JOSEPH
REINHART, EDWARD, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
73,246
Form 5500 Compensation Trajectory 3y
202573,246
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
73,246
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001824700
Edgar Registered
Yes
Edgar Filing Count
23
Edgar First Filing Date
2021-04-20
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
21
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001824700-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0952
Soi Zip Pct 200k Plus
0.0171
Soi Zip Returns 200k Plus
340
Soi Zip Total AGI
1,004,012
Fdic Zip Total Deposits
18,636,201,000
Fdic Zip Branch Count
313
Fdic Zip Top Banks
U.S. Bank National Association
Banner Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1104 N. 35TH AVEYAKIMA, WA 98902
Business
1104 N. 35TH AVEYAKIMA, WA 98902
Edgar EIN
851350829
Edgar Recent Filings
13F-HR2026-04-08 · 0001824700-26-000002
13F-HR2026-01-21 · 0001824700-26-000001
Fdic Zip Branches Raw
U.S. Bank of Washington, National AssociationYakima, WA
U.S. Bank of Washington, National AssociationYakima, WA
Fdic Zip HHI
2433.29
Fdic Zip Top Bank Share Pct
38.98
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI85,830
Returns6,330
Stub 2
AGI255,889
Returns7,010
Stub 3
AGI191,250
Returns3,150
Soi Zip Total Business Income
26,696
Soi Zip Total Cap Gains
23,389
Soi Zip Total Dividends
10,310
Soi Zip Total Returns
19,860
Top Owner CRD
4412237
Trust Company Affiliate
No

People (6)

6
FARINA, ANTHONY, JOSEPH
IAR · Direct Owner · 62.5%
4412237
REINHART, EDWARD, CHARLES
IAR · Direct Owner · 62.5%
2727927
Elliot Leland Ries
IAR
7084825
Connor Ian Russell
IAR
8027209
ROBERT ADAM VICKERS
IAR
2603508
BRIAN ROBERT DRUMHILLER
IAR
5314228