SourcingSourcing

BASTION MANAGEMENT II LLC

C31
CRD 309685·SEC 801-120915·STAMFORD, CT
AUM
$572.7M
$500M-$1B
Est. Revenue
$5.7M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$13.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BASTION MANAGEMENT II LLC
CRD
309685
SEC file #
801-120915
EIN
—
DBA names
—

Economics

AUM
$572.7M
AUM band
$500M-$1B
AUM trajectory
'22'26
$151.7M → $572.7M▲ +278%
Client mix
Pooled Investment Vehicles5
Charitable Organizations1

Operations

Employees (total)
13
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'22'26
5 advisors → 8 advisors▲ +60%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
04/17/2026
ADV-W filed at
—
Website
mesirow.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MESIROW FINANCIAL SERVICES, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
MESIROW FINANCIAL SERVICES, INC.
Braden, John
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MESIROW.COM
Rdap Domain Creation Date
1998-08-17T04:00:00Z
Rdap Firm Age Years
28
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan10
E*trade4
Northern Trust1
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-08-16T04:00:00Z
Rdap Domain Last Changed
2024-06-17T06:08:07Z
Rdap Nameservers
Cbru.br.ns.els-gms.att.netCmtu.mt.ns.els-gms.att.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (6)

6
Braden, John
Executive Officer · 2.5%
1722664
Joyce, Timothy, Michael
Executive Officer · 2.5%
1728236
KEIG, JESSE, JOSEPH
Executive Officer · 2.5%
5268961
PRICE, RICHARD, SCOTT
Executive Officer · 2.5%
367760
Reimink, Timothy, John
Executive Officer · 2.5%
5191350
SHIELDS, JAMES
Executive Officer · 2.5%
2927398