SourcingSourcing

SITTNER & NELSON, LLC

C29
CRD 309757·SEC 801-119243·EUGENE, OR
AUM
$1.05B
$1B+
Est. Revenue
$10.5M
@ 1% on AUM
Est. EBITDA
$3.1M
@ 30% margin
Est. Deal Value
$25.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SITTNER & NELSON, LLC
CRD
309757
SEC file #
801-119243
EIN
—
DBA names
—

Economics

AUM
$1.05B
AUM band
$1B+
AUM trajectory
'21'26
$588.9M → $1.05B▲ +78%
Client mix
Individuals Other266
Individuals High Net Worth189
Pension Profit Sharing Plans20

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
4 advisors → 4 advisors▬ 0%
Primary office
EUGENE OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
sittnerandnelson.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NELSON, TODD, MICHAEL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
NELSON, TODD, MICHAEL
SITTNER, FREDDIE, LEE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SITTNERANDNELSON.COM
Rdap Domain Creation Date
2010-01-14T23:59:39Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
52,642
Form 5500 Compensation Trajectory 3y
202552,642
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
52,642
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2034-01-14T23:59:39Z
Rdap Domain Last Changed
2025-07-30T22:58:08Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4640224
Trust Company Affiliate
No

People (4)

4
NELSON, TODD, MICHAEL
IAR · Direct Owner · 62.5%
4640224
SITTNER, FREDDIE, LEE
IAR · Direct Owner · 37.5%
732693
Sittner, Kevin, Lee
IAR · Direct Owner · 17.5%
6720724
SARAH ELIZABETH BROOKE
IAR
5259315