SourcingSourcing

UNION HERITAGE CAPITAL

B51
CRD 309768·SEC 801-119126·DETROIT, MI
AUM
$295.2M
$100M-$500M
Est. Revenue
$3.0M
@ 1% on AUM
Est. EBITDA
$886K
@ 30% margin
Est. Deal Value
$7.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UNION HERITAGE CAPITAL
CRD
309768
SEC file #
801-119126
EIN
382954312
DBA names
—

Economics

AUM
$295.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$197.0M → $295.2M▲ +50%
Client mix
—

Operations

Employees (total)
3
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
2 advisors → 1 advisors▼ -50%
Primary office
DETROIT MI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
unionheritage.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BATTS, DEREK, TAFT
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BATTS, DEREK, TAFT
BATTS, NIA, LINDER
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
UNIONHERITAGE.COM
Rdap Domain Creation Date
2000-08-22T19:43:11Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
4
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001133809
Edgar Registered
Yes
Edgar Filing Count
45
Edgar First Filing Date
2001-02-23
Edgar Last Filing Date
2011-08-03
Edgar 13f Count
45
Edgar 13f Latest AUM Estimate
Filing Date2011-08-03
Accession0000909012-11-000425

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1443
Soi Zip Pct 200k Plus
0.0398
Soi Zip Returns 200k Plus
80
Soi Zip Total AGI
115,689
Fdic Zip Total Deposits
3,092,787,000
Fdic Zip Branch Count
68
Fdic Zip Top Banks
Comerica Bank
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Northern Trust2
Edgar Addresses
Mailing
211 W FORT STSTE 615DETROIT, MI 48226
Business
211 W FORT STSTE 615DETROIT, MI 48226
Edgar EIN
382954312
Edgar Recent Filings
13F-HR2011-08-03 · 0000909012-11-000425
13F-HR2011-05-03 · 0000909012-11-000279
Fdic Zip Branches Raw
NBD Bank, National AssociationDetroit, MI
Comerica BankDetroit, MI
Fdic Zip HHI
3,355
Fdic Zip Top Bank Share Pct
49.99
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-08-22T19:43:11Z
Rdap Domain Last Changed
2025-11-13T21:03:26Z
Rdap Nameservers
Ingrid.ns.cloudflare.comMitch.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI9,503
Returns790
Stub 2
AGI17,081
Returns470
Stub 3
AGI17,471
Returns290
Soi Zip Total Business Income
4,049
Soi Zip Total Cap Gains
1,269
Soi Zip Total Dividends
2179
Soi Zip Total Returns
2010
Top Owner CRD
2243578
Trust Company Affiliate
No

People (2)

2
DEREK TAFT BATTS
Direct Owner · 37.5%
2243578
BATTS, NIA, LINDER
Direct Owner · 7.5%
7357615