SourcingSourcing

OCCUDO QUANTITATIVE STRATEGIES LP

C25
CRD 310070·SEC 801-121854·FORT LAUDERDALE, FL
AUM
$2.22B
$1B+
Est. Revenue
$22.2M
@ 1% on AUM
Est. EBITDA
$6.7M
@ 30% margin
Est. Deal Value
$53.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OCCUDO QUANTITATIVE STRATEGIES LP
CRD
310070
SEC file #
801-121854
EIN
000000000
DBA names
—

Economics

AUM
$2.22B
AUM band
$1B+
AUM trajectory
'22'26
$1.26B → $2.22B▲ +76%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
4 advisors → 5 advisors▲ +25%
Primary office
FORT LAUDERDALE FL
Branches
—

Custodian & Brokerage

Primary custodian
Morgan Stanleylow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
occudo.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SHI, RICKY, XIAOXIAO
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SHI, RICKY, XIAOXIAO
BRUNEAU, JOHN-PAUL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OCCUDO.COM
Rdap Domain Creation Date
2020-02-23T20:15:41Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002082395
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-09-30
Edgar Last Filing Date
2025-09-30
Edgar Form D Count
1
Edgar Form D Offerings
2025-09-302025-09-30 · 0001315863-25-000687

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Morgan Stanley4
E*trade4
Jpmorgan3
Edgar Addresses
Mailing
500 E BROWARD BLVDSUITE 1720FORT LAUDERDALE, FL 33394
Business
500 E BROWARD BLVDSUITE 1720FORT LAUDERDALE, FL 33394
Edgar EIN
000000000
Edgar Recent Filings
D2025-09-30 · 0001315863-25-000687
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-23T20:15:41Z
Rdap Domain Last Changed
2025-02-19T18:02:36Z
Rdap Nameservers
Ns73.domaincontrol.comNs74.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
6223661
Trust Company Affiliate
No

People (2)

2
SHI, RICKY, XIAOXIAO
Direct Owner · 87.5%
6223661
JOHN-PAUL BRUNEAU
Executive Officer · 2.5%
4506464