SourcingSourcing

MCCARLEY & COOK LLC

C46
CRD 310087·SEC 801-125903·CINCINNATI, OH
AUM
$169.1M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$507K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MCCARLEY & COOK LLC
CRD
310087
SEC file #
801-125903
EIN
—
DBA names
Mccarley & Cook Financial Planners

Economics

AUM
$169.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$116.6M → $169.1M▲ +45%
Client mix
Individuals Other118
Individuals High Net Worth50
Pension Profit Sharing Plans1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'23'26
2 advisors → 2 advisors▬ 0%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/in/christopher-cook-cfp%c2%ae-69887719(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COOK, CHRISTOPHER, GEORGE
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COOK, CHRISTOPHER, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mccarleycook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5593
Soi Zip Pct 200k Plus
0.3518
Soi Zip Returns 200k Plus
2,610
Soi Zip Total AGI
3,419,072
Fdic Zip Total Deposits
12,473,244,000
Fdic Zip Branch Count
155
Fdic Zip Top Banks
Fifth Third Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Star Bank, National AssociationCincinnati, OH
Bank One, Cincinnati, National AssociationCincinnati, OH
Fdic Zip HHI
1578.17
Fdic Zip Top Bank Share Pct
29.38
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI13,584
Returns1,340
Stub 2
AGI26,184
Returns710
Stub 3
AGI40,352
Returns650
Soi Zip Total Business Income
86,698
Soi Zip Total Cap Gains
446,535
Soi Zip Total Dividends
377,695
Soi Zip Total Returns
7,420
Top Owner CRD
5714816
Trust Company Affiliate
No

People (2)

2
COOK, CHRISTOPHER, GEORGE
IAR · Direct Owner · 87.5%
5714816
MATTHEW FRANCIS ANTENUCCI
IAR
7078740