SourcingSourcing

PECONIC ASSET PLANNING, INC.

A72
CRD 310121·SEC 801-123475·RIVERHEAD, NY
AUM
$64.6M
$25M-$100M
Est. Revenue
$646K
@ 1% on AUM
Est. EBITDA
$194K
@ 30% margin
Est. Deal Value
$1.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PECONIC ASSET PLANNING, INC.
CRD
310121
SEC file #
801-123475
EIN
—
DBA names
Peconic Asset Planning

Economics

AUM
$64.6M
AUM band
$25M-$100M
AUM trajectory
'23'26
$31.1M → $64.6M▲ +108%
Client mix
Individuals Other188
Individuals High Net Worth15
Corporations2
Charitable Organizations1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'23'26
1 advisors → 1 advisors▬ 0%
Primary office
RIVERHEAD NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/27/2026
ADV-W filed at
—
Website
peconicassetplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARDILLO, GILBERT, ALAN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
CARDILLO, GILBERT, ALAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PECONICASSETPLANNING.COM
Rdap Domain Creation Date
2002-05-07T15:34:29Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Domain.com - Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1748
Soi Zip Pct 200k Plus
0.0425
Soi Zip Returns 200k Plus
630
Soi Zip Total AGI
988,671
Fdic Zip Total Deposits
33,424,427,000
Fdic Zip Branch Count
300
Fdic Zip Top Banks
The Suffolk County National Bank of Riverhead
North Fork Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
North Fork BankRiverhead, NY
North Fork BankRiverhead, NY
Fdic Zip HHI
958.94
Fdic Zip Top Bank Share Pct
18.63
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-07T15:34:29Z
Rdap Domain Last Changed
2026-04-22T07:56:26Z
Rdap Nameservers
Ns1.domain.comNs2.domain.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI59,622
Returns4,800
Stub 2
AGI137,195
Returns3,750
Stub 3
AGI142,879
Returns2,330
Soi Zip Total Business Income
43,735
Soi Zip Total Cap Gains
33,300
Soi Zip Total Dividends
17,603
Soi Zip Total Returns
14,820
Top Owner CRD
1110960
Trust Company Affiliate
No

People (1)

1
CARDILLO, GILBERT, ALAN
IAR · Direct Owner · 87.5%
1110960