SourcingSourcing

CARBON COLLECTIVE INVESTING, LLC

C22
CRD 310129·SEC 801-119296·OAKLAND, CA
AUM
$348.4M
$100M-$500M
Est. Revenue
$3.5M
@ 1% on AUM
Est. EBITDA
$1.0M
@ 30% margin
Est. Deal Value
$8.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CARBON COLLECTIVE INVESTING, LLC
CRD
310129
SEC file #
801-119296
EIN
—
DBA names
—

Economics

AUM
$348.4M
AUM band
$100M-$500M
AUM trajectory
'21'26
$1.4M → $348.4M▲ +25185%
Client mix
Individuals Other1,216
Pension Profit Sharing Plans139
Investment Companies2
Pooled Investment Vehicles2

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
2 advisors → 4 advisors▲ +100%
Primary office
OAKLAND CA
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
carboncollectivefunds.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OSMO SYSTEMS, INC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
OSMO SYSTEMS, INC
Regulinski, James, Marshall Myers
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CARBONCOLLECTIVEFUNDS.COM
Rdap Domain Creation Date
2022-04-07T19:58:52Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
NameCheap, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
16,902
Form 5500 Compensation Trajectory 3y
202516,902
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
16,902
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.137
Soi Zip Pct 200k Plus
0.03
Soi Zip Returns 200k Plus
650
Soi Zip Total AGI
1,266,111
Fdic Zip Total Deposits
7,522,980,000
Fdic Zip Branch Count
128
Fdic Zip Top Banks
Bank of America, National Association
JPMorgan Chase Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Altruist4
E*trade4
Fdic Zip Branches Raw
American Savings Bank, F.A.Oakland, CA
American Savings Bank, F.A.Redwood City, CA
Fdic Zip HHI
2593.55
Fdic Zip Top Bank Share Pct
45.49
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-04-07T19:58:52Z
Rdap Domain Last Changed
2023-08-21T15:32:15Z
Rdap Nameservers
Ns-1192.awsdns-21.orgNs-2045.awsdns-63.co.ukNs-358.awsdns-44.comNs-540.awsdns-03.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI85,694
Returns6,490
Stub 2
AGI227,384
Returns6,130
Stub 3
AGI248,054
Returns4,060
Soi Zip Total Business Income
57,987
Soi Zip Total Cap Gains
16,576
Soi Zip Total Dividends
6,542
Soi Zip Total Returns
21,680
Trust Company Affiliate
No

People (4)

4
Stein, Zachary, Ruark
IAR · Executive Officer · 2.5%
7277437
Regulinski, James, Marshall Myers
IAR · Executive Officer · 2.5%
7277421
Tavis Wladyslav Boise
IAR
7630293
Breene Murphy
IAR
7468858