SourcingSourcing

ICONOCLASTIC CAPITAL MANAGEMENT LLC

C39
CRD 310132·SEC 801-133877·ROCHESTER, NY
AUM
$68.2M
$25M-$100M
Est. Revenue
$682K
@ 1% on AUM
Est. EBITDA
$205K
@ 30% margin
Est. Deal Value
$1.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ICONOCLASTIC CAPITAL MANAGEMENT LLC
CRD
310132
SEC file #
801-133877
EIN
—
DBA names
—

Economics

AUM
$68.2M
AUM band
$25M-$100M
AUM trajectory
'25'26
$55.2M → $68.2M▲ +23%
Client mix
Individuals Other121
Individuals High Net Worth20

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
ROCHESTER NY
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
iconocapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HAIGH, CHRISTOPHER, JON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HAIGH, CHRISTOPHER, JON
Hills, Jack, Lee
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ICONOCAPITAL.COM
Rdap Domain Creation Date
2018-12-11T16:07:03Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1392
Soi Zip Pct 200k Plus
0.0434
Soi Zip Returns 200k Plus
340
Soi Zip Total AGI
550,774
Fdic Zip Total Deposits
6,767,814,000
Fdic Zip Branch Count
112
Fdic Zip Top Banks
KeyBank National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Altruist4
E*trade4
Fdic Zip Branches Raw
Marine Midland BankRochester, NY
The Chase Manhattan Bank (National Association)Rochester, NY
Fdic Zip HHI
1196.62
Fdic Zip Top Bank Share Pct
21.6
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-12-11T16:07:03Z
Rdap Domain Last Changed
2024-12-04T17:03:07Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI25,486
Returns1,880
Stub 2
AGI99,469
Returns2,660
Stub 3
AGI92,476
Returns1,520
Soi Zip Total Business Income
16,519
Soi Zip Total Cap Gains
24,624
Soi Zip Total Dividends
13,195
Soi Zip Total Returns
7,830
Top Owner CRD
6030776
Trust Company Affiliate
No

People (4)

4
HAIGH, CHRISTOPHER, JON
IAR · Direct Owner · 87.5%
6030776
Hills, Jack, Lee
IAR · Direct Owner · 17.5%
6372605
Thompson, Gene, Francis
IAR · Executive Officer · 2.5%
6382854
Stephanie Catherine Nemechek
Executive Officer · 2.5%
6467461