SourcingSourcing

PLEXUS CAPITAL, LLC

C17
CRD 310241·SEC 801-126297·RALEIGH, NC
AUM
$3.77B
$1B+
Est. Revenue
$37.7M
@ 1% on AUM
Est. EBITDA
$11.3M
@ 30% margin
Est. Deal Value
$90.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PLEXUS CAPITAL, LLC
CRD
310241
SEC file #
801-126297
EIN
273159960
DBA names
Plexus Capital

Economics

AUM
$3.77B
AUM band
$1B+
AUM trajectory
'23'26
$289.5M → $3.77B▲ +1203%
Client mix
Pooled Investment Vehicles17

Operations

Employees (total)
50
Advisory staff (per ADV)
33
Advisory staff (5-yr trend)
'23'26
16 advisors → 33 advisors▲ +106%
Primary office
RALEIGH NC
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
linkedin.com/company/plexus-capital-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOWARD KELLY LANDIS, III REVOCABLE
Top Owner Pct
17.5
Top Owner Entity Kind
DE
Owner Count
23
Control Persons
HOWARD KELLY LANDIS, III REVOCABLE
JOHN C. JESTER IV, 2008 TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:plexus.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001599115
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2014-02-04
Edgar Last Filing Date
2014-02-04
Edgar Form D Count
1
Edgar Form D Offerings
2014-02-042014-02-04 · 0001599115-14-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan4
E*trade4
Edgar Addresses
Mailing
2002 TIMBERLOCH, STE. 420THE WOODLANDS, TX 77380
Business
2002 TIMBERLOCH, STE. 420THE WOODLANDS, TX 77380
Edgar EIN
273159960
Edgar Recent Filings
D2014-02-04 · 0001599115-14-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (13)

13
GEFAELL, ROBERT, STRANGE
Direct Owner · 7.5%
7290326
ANDERS, ROBERT, RUFUS
Executive Officer · 2.5%
2788749
ANDERS, WILLIAM, WOODARD
Executive Officer · 2.5%
7290328
Antonello, Chris
Executive Officer · 2.5%
7570406
BEAN, ALEXANDER, CHRISTOPHER
Executive Officer · 2.5%
5163635
BECKER, MICHAEL, SHEL
Executive Officer · 2.5%
3223098
BIRINGER, BARRETT, ROCKWOOD
Executive Officer · 2.5%
5696425
COLEY, KENNETH, CAMERON
Executive Officer · 2.5%
5881092
JESTER, JOHN, CARLTON
Executive Officer · 2.5%
2089348
PAINTER, MICHAEL, KENT
Executive Officer · 2.5%
2855220
PENCE, BRADLEY, JAMES
Executive Officer · 2.5%
7570413
PENN, RONDA, MYERS
Executive Officer · 2.5%
7290611
WALKER, KATHERINE, COHEN
Executive Officer · 2.5%
5942428