SourcingSourcing

LEATHERBACK ASSET MANAGEMENT, LLC

C41
CRD 310252·SEC 801-119407·PALM BEACH GARDENS, FL
AUM
$35.0M
$25M-$100M
Est. Revenue
$350K
@ 1% on AUM
Est. EBITDA
$105K
@ 30% margin
Est. Deal Value
$840K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEATHERBACK ASSET MANAGEMENT, LLC
CRD
310252
SEC file #
801-119407
EIN
454779500
DBA names
—

Economics

AUM
$35.0M
AUM band
$25M-$100M
AUM trajectory
'22'26
$5.7M → $35.0M▲ +511%
Client mix
Investment Companies1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
1 advisors → 1 advisors▬ 0%
Primary office
PALM BEACH GARDENS FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
leatherbackam.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AFFTON INVESTMENTS LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
AFFTON INVESTMENTS LLC
WINTER, MICHAEL, J
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LEATHERBACKAM.COM
Rdap Domain Creation Date
2020-06-05T02:31:59Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
10,259
Form 5500 Compensation Trajectory 3y
202510,259
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
10,259
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001600064
Edgar Registered
Yes
Edgar Filing Count
48
Edgar First Filing Date
2014-02-27
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
32
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0002000324-26-001933
Edgar Form D Count
2
Edgar Form D Offerings
2022-07-112022-07-11 · 0001387131-22-007579
2014-02-272014-02-27 · 0001600064-14-000002
Edgar Former Names
Toroso Investments, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
234 WEST FLORIDA STREETSUITE 700MILWAUKEE, WI 53204
Business
234 WEST FLORIDA STREETSUITE 700MILWAUKEE, WI 53204
Edgar EIN
454779500
Edgar Recent Filings
13F-HR2026-05-15 · 0002000324-26-001933
13F-HR2026-02-13 · 0001600064-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-05T02:31:59Z
Rdap Domain Last Changed
2025-06-05T12:16:19Z
Rdap Nameservers
Ns-1108.awsdns-10.orgNs-1697.awsdns-20.co.ukNs-265.awsdns-33.comNs-879.awsdns-45.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (1)

1
WINTER, MICHAEL, J
Executive Officer · 2.5%
5286117