SourcingSourcing

GRANTVEST FINANCIAL GROUP LLC

C45
CRD 310272·SEC 801-129847·MATAWAN, NJ
AUM
$230.0M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$690K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRANTVEST FINANCIAL GROUP LLC
CRD
310272
SEC file #
801-129847
EIN
852035956
DBA names
—

Economics

AUM
$230.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$170.0M → $230.0M▲ +35%
Client mix
Individuals Other420
Individuals High Net Worth200
Corporations10

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
MATAWAN NJ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
grantvest.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAPUTO, ANTHONY, JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CAPUTO, ANTHONY, JOSEPH
GUENTHER, GREGORY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GRANTVEST.COM
Rdap Domain Creation Date
2018-09-21T00:51:20Z
Rdap Firm Age Years
8
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002055216
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-11
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0002055216-26-000002

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3958
Soi Zip Pct 200k Plus
0.1428
Soi Zip Returns 200k Plus
2,370
Soi Zip Total AGI
1,849,041
Fdic Zip Total Deposits
32,630,618,000
Fdic Zip Branch Count
421
Fdic Zip Top Banks
Bank of America, National Association
TD Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
106 MAIN STREET, SUITE DMATAWAN, NJ 07747
Business
106 MAIN STREET, SUITE DMATAWAN, NJ 07747
Edgar EIN
852035956
Edgar Recent Filings
13F-HR2026-05-11 · 0002055216-26-000002
13F-HR2026-02-02 · 0002055216-26-000001
Fdic Zip Branches Raw
The Central Jersey Bank and Trust CompanyMatawan, NJ
Bankers SavingsMatawan, NJ
Fdic Zip HHI
849.78
Fdic Zip Top Bank Share Pct
22.53
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-09-21T00:51:20Z
Rdap Domain Last Changed
2022-10-14T19:26:13Z
Rdap Nameservers
Ns01.domaincontrol.comNs02.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI39,121
Returns3,370
Stub 2
AGI92,744
Returns2,490
Stub 3
AGI141,734
Returns2,290
Soi Zip Total Business Income
50,323
Soi Zip Total Cap Gains
60,627
Soi Zip Total Dividends
24,987
Soi Zip Total Returns
16,600
Top Owner CRD
5105611
Trust Company Affiliate
No

People (5)

5
GUENTHER, GREGORY
IAR · Direct Owner · 62.5%
4886233
CAPUTO, ANTHONY, JOSEPH
IAR · Direct Owner · 62.5%
5105611
GAH W WONG
IAR
6442770
GEORGE CHARLES DRAWBAUGH
IAR
1544300
JOSEPH CAMMAYO
IAR
2815760