SourcingSourcing

TOBERMAN BECKER WEALTH, LLC

C29
CRD 310346·SEC 801-131395·ST. LOUIS, MO
AUM
$170.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$512K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TOBERMAN BECKER WEALTH, LLC
CRD
310346
SEC file #
801-131395
EIN
—
DBA names
—

Economics

AUM
$170.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$115.1M → $170.8M▲ +48%
Client mix
Individuals High Net Worth65
Individuals Other37

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/16/2026
ADV-W filed at
—
Website
facebook.com/tobermanbecker(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Becker, Michael, Orion
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Becker, Michael, Orion
TOBERMAN, CRAIG, ALLEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:tobermanbecker.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3679
Soi Zip Pct 200k Plus
0.1604
Soi Zip Returns 200k Plus
850
Soi Zip Total AGI
1,053,779
Fdic Zip Total Deposits
19,240,919,000
Fdic Zip Branch Count
210
Fdic Zip Top Banks
PNC Bank, National Association
Commerce Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Commerce Bank, National AssociationRichmond Heights, MO
Commerce Bank, National AssociationSt. Louis, MO
Fdic Zip HHI
1571.56
Fdic Zip Top Bank Share Pct
28.25
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI10,898
Returns940
Stub 2
AGI36,684
Returns980
Stub 3
AGI54,101
Returns870
Soi Zip Total Business Income
27,869
Soi Zip Total Cap Gains
220,946
Soi Zip Total Dividends
101,110
Soi Zip Total Returns
5,300
Top Owner CRD
6761484
Trust Company Affiliate
No

People (4)

4
TOBERMAN, CRAIG, ALLEN
IAR · Direct Owner · 37.5%
6306558
Becker, Michael, Orion
IAR · Direct Owner · 37.5%
6761484
Siegel, Tom, Wayne
Direct Owner · 17.5%
7126454
Michael Robert Holtz
IAR
7151173