SourcingSourcing

CONSTITUTION CAPITAL LLC

A70
CRD 310378·SEC 801-119493·SHELTON, CT
AUM
$241.3M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$724K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONSTITUTION CAPITAL LLC
CRD
310378
SEC file #
801-119493
EIN
262610272
DBA names
Constitution Investment Advisory And Portfolio Management

Economics

AUM
$241.3M
AUM band
$100M-$500M
AUM trajectory
'21'26
$159.1M → $241.3M▲ +52%
Client mix
Individuals Other126
Individuals High Net Worth54

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
2 advisors → 2 advisors▬ 0%
Primary office
SHELTON CT
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
02/06/2026
ADV-W filed at
—
Website
ciapm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAVEDAS, ANTHONY, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAVEDAS, ANTHONY, JOHN
BAVEDAS, GREGORY, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CIAPM.COM
Rdap Domain Creation Date
2021-03-04T17:20:26Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
984,268
Form 5500 Compensation Trajectory 3y
2025758,736
2026225,532
Form 5500 Plan Count Trajectory 3y
20255
20261
Schedule C Total Compensation
984,268
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001845531
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-02-16
Edgar Last Filing Date
2026-04-09
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-09
Accession0001951757-26-000548

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
2 TRAP FALLS ROADSUITE 504SHELTON, CT 06484
Business
2 TRAP FALLS ROADSUITE 504SHELTON, CT 06484
Edgar EIN
262610272
Edgar Recent Filings
13F-HR2026-04-09 · 0001951757-26-000548
13F-HR2026-01-09 · 0001951757-26-000044
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-03-04T17:20:26Z
Rdap Domain Last Changed
2026-03-05T18:01:20Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
15235
Trust Company Affiliate
No

People (3)

3
BAVEDAS, ANTHONY, JOHN
IAR · Direct Owner · 62.5%
15235
BAVEDAS, GREGORY, JOHN
IAR · Direct Owner · 62.5%
4513282
SAM EARL KEYLOCK
IAR
7844548