SourcingSourcing

SLATE ADVISORY SERVICE (US) LLC

C33
CRD 310404·SEC 801-119571·CHICAGO, IL
AUM
$1.71B
$1B+
Est. Revenue
$17.1M
@ 1% on AUM
Est. EBITDA
$5.1M
@ 30% margin
Est. Deal Value
$41.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SLATE ADVISORY SERVICE (US) LLC
CRD
310404
SEC file #
801-119571
EIN
—
DBA names
—

Economics

AUM
$1.71B
AUM band
$1B+
AUM trajectory
'21'26
$1.85B → $1.71B▼ -7%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
80
Advisory staff (per ADV)
65
Advisory staff (5-yr trend)
'21'26
69 advisors → 65 advisors▼ -6%
Primary office
CHICAGO IL
Branches
—

Custodian & Brokerage

Primary custodian
Folio Institutionalmedium confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/slateam(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SLATE ASSET MANAGEMENT (US) L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
SLATE ASSET MANAGEMENT (US) L.P.
ALI, RAMSEY, TARIK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:slateservice.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Window
Folio Institutional1
Full
Jpmorgan4
E*trade4
Folio Institutional1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (5)

5
ALI, RAMSEY, TARIK
Executive Officer · 2.5%
6898575
KAUFMAN, NEIL, S
Executive Officer · 2.5%
4964149
SULLIVAN, MICHAEL, MIZUSHIMA
Executive Officer · 2.5%
5901880
WELCH, BLAIR, NORBERT
Executive Officer · 2.5%
6898571
WELCH, BRADY, SCOTT
Executive Officer · 2.5%
6898573