SourcingSourcing

LSB CAPITAL MANAGEMENT, INC.

C38
CRD 310466·SEC 801-124725·ANKENY, IA
AUM
$228.8M
$100M-$500M
Est. Revenue
$2.3M
@ 1% on AUM
Est. EBITDA
$686K
@ 30% margin
Est. Deal Value
$5.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LSB CAPITAL MANAGEMENT, INC.
CRD
310466
SEC file #
801-124725
EIN
—
DBA names
Lsb Wealth Management

Economics

AUM
$228.8M
AUM band
$100M-$500M
AUM trajectory
'23'26
$181.7M → $228.8M▲ +26%
Client mix
Individuals Other226
Individuals High Net Worth157

Operations

Employees (total)
11
Advisory staff (per ADV)
11
Advisory staff (5-yr trend)
'23'26
11 advisors → 11 advisors▬ 0%
Primary office
ANKENY IA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
mylsbcapital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LINCOLN SAVINGS BANK
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LINCOLN SAVINGS BANK
Morrissey, Zachary, Patrick
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MYLSBCAPITAL.COM
Rdap Domain Creation Date
2020-01-30T22:47:08Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3763
Soi Zip Pct 200k Plus
0.1051
Soi Zip Returns 200k Plus
2,340
Soi Zip Total AGI
2,403,327
Fdic Zip Total Deposits
9,510,124,000
Fdic Zip Branch Count
157
Fdic Zip Top Banks
Community State Bank
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Lpl Financial4
E*trade4
State Street1
Fdic Zip Branches Raw
First National Bank MidwestAnkeny, IA
Liberty Bank, F.S.B.Ankeny, IA
Fdic Zip HHI
1760.41
Fdic Zip Top Bank Share Pct
35.43
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-30T22:47:08Z
Rdap Domain Last Changed
2026-01-26T17:47:05Z
Rdap Nameservers
Ns13.domaincontrol.comNs14.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI50,603
Returns4,180
Stub 2
AGI147,226
Returns3,920
Stub 3
AGI205,798
Returns3,330
Soi Zip Total Business Income
51,882
Soi Zip Total Cap Gains
122,158
Soi Zip Total Dividends
29,713
Soi Zip Total Returns
22,270
Trust Company Affiliate
No

People (6)

6
UTTERBACK, ANNETTE, JEANBLANC
IAR · Executive Officer · 2.5%
2136808
Morrissey, Zachary, Patrick
IAR · Executive Officer · 2.5%
6911251
Nicholas Haselhuhn
IAR
7632331
BRIAN EDWARD HEYING
IAR
3077855
HAILEY Jo BROTEN
IAR
6108351
Ramon Paul Reyes
IAR
4973794