SourcingSourcing

MARKS WEALTH, LLC

C38
CRD 310534·SEC 801-119442·ELLICOTT CITY, MD
AUM
$409.2M
$100M-$500M
Est. Revenue
$4.1M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MARKS WEALTH, LLC
CRD
310534
SEC file #
801-119442
EIN
853079278
DBA names
Marks Wealth Management

Economics

AUM
$409.2M
AUM band
$100M-$500M
AUM trajectory
'21'26
$285.0M → $409.2M▲ +44%
Client mix
Individuals Other151
Individuals High Net Worth132

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
2 advisors → 4 advisors▲ +100%
Primary office
ELLICOTT CITY MD
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/26/2026
ADV-W filed at
—
Website
linkedin.com/in/charlesnmarks(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MARKS, CHARLES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MARKS, CHARLES
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:marks.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
6
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001838660
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-03-23
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0002085853-26-000552

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
11690 FREDERICK ROADELLICOTT CITY, MD 21042
Business
11690 FREDERICK ROADELLICOTT CITY, MD 21042
Edgar EIN
853079278
Edgar Recent Filings
13F-HR2026-05-04 · 0002085853-26-000552
13F-HR2026-02-02 · 0002085853-26-000166
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5784332
Trust Company Affiliate
No

People (4)

4
MARKS, CHARLES
IAR · Direct Owner · 87.5%
5784332
Finn Michael Drew
IAR
7845596
Finnian P Devine
IAR
7859030
CATHERINE CAVALIER JACKSON
IAR
6620068