SourcingSourcing

PATRON PARTNERS, LLC

C40
CRD 310629·SEC 801-119522·HOUSTON, TX
AUM
$325.7M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$977K
@ 30% margin
Est. Deal Value
$7.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PATRON PARTNERS, LLC
CRD
310629
SEC file #
801-119522
EIN
852860535
DBA names
Patron Partners Advisors LlcPatron Partners, Llc

Economics

AUM
$325.7M
AUM band
$100M-$500M
AUM trajectory
'21'26
$207.6M → $325.7M▲ +57%
Client mix
Individuals High Net Worth86
Individuals Other73
Corporations5

Operations

Employees (total)
7
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
2 advisors → 2 advisors▬ 0%
Primary office
HOUSTON TX
Branches
Count1

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/28/2026
ADV-W filed at
—
Website
patronpartnersadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FIGUEROA, RICHARD, SCOTT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
FIGUEROA, RICHARD, SCOTT
CATON, STEPHEN, FRANCIS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PATRONPARTNERSADVISORS.COM
Rdap Domain Creation Date
2020-07-17T20:53:08Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
38,543
Form 5500 Compensation Trajectory 3y
202538,543
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
38,543
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0001841768
Edgar Registered
Yes
Edgar Filing Count
24
Edgar First Filing Date
2021-03-05
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001841768-26-000002
Edgar Former Names
PATRON PARTNERS ADVISORS, LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
11700 KATY FREEWAYSUITE 100HOUSTON, TX 77079
Business
11700 KATY FREEWAYSUITE 100HOUSTON, TX 77079
Edgar EIN
852860535
Edgar Recent Filings
13F-HR2026-04-29 · 0001841768-26-000002
13F-HR2026-02-11 · 0001841768-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-17T20:53:08Z
Rdap Domain Last Changed
2025-07-18T14:18:27Z
Rdap Nameservers
Ns05.domaincontrol.comNs06.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2960549
Trust Company Affiliate
No

People (3)

3
FIGUEROA, RICHARD, SCOTT
IAR · Direct Owner · 62.5%
2960549
CATON, STEPHEN, FRANCIS
IAR · Direct Owner · 37.5%
1199559
ASHLEIGH COOPER SWAYZE
Executive Officer · 2.5%
4632543