SourcingSourcing

RETIREMENT PLANNING GROUP, LLC

B51
CRD 310647·SEC 801-119537·MALTA, NY
AUM
$375.4M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RETIREMENT PLANNING GROUP, LLC
CRD
310647
SEC file #
801-119537
EIN
200353273
DBA names
—

Economics

AUM
$375.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$200.0M → $375.4M▲ +88%
Client mix
Individuals Other968
Individuals High Net Worth75

Operations

Employees (total)
8
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
3 advisors → 4 advisors▲ +33%
Primary office
MALTA NY
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Kopyc, David, M
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Kopyc, David, M
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001508195
Edgar Registered
Yes
Edgar Filing Count
64
Edgar First Filing Date
2011-02-11
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
62
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001508195-26-000002
Edgar Former Names
Retirement Planning Group

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.3019
Soi Zip Pct 200k Plus
0.0782
Soi Zip Returns 200k Plus
1,420
Soi Zip Total AGI
1,614,779
Fdic Zip Total Deposits
13,636,820,000
Fdic Zip Branch Count
422
Fdic Zip Top Banks
Ballston Spa National Bank
The Adirondack Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
3
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
State Street1
Edgar Addresses
Mailing
11460 TOMAHAWK CREEK PKWYSUITE 400LEAWOOD, KS 66211
Business
11460 TOMAHAWK CREEK PKWYSUITE 400LEAWOOD, KS 66211
Edgar EIN
200353273
Edgar Recent Filings
13F-HR2026-05-04 · 0001508195-26-000002
13F-HR2026-02-03 · 0001508195-26-000001
Fdic Zip Branches Raw
Amsterdam Savings Bank, FSBBallston Spa, NY
The Adirondack Trust CompanyMalta, NY
Fdic Zip HHI
2086.48
Fdic Zip Top Bank Share Pct
37.37
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI46,657
Returns3,940
Stub 2
AGI133,304
Returns3,560
Stub 3
AGI184,818
Returns2,990
Soi Zip Total Business Income
44,154
Soi Zip Total Cap Gains
39,776
Soi Zip Total Dividends
19,919
Soi Zip Total Returns
18,150
Top Owner CRD
1065369
Trust Company Affiliate
No

People (4)

4
Kopyc, David, M
IAR · Direct Owner · 87.5%
1065369
Nicolas George Dumas
IAR
6804595
CHRISTOPHER ALAN MCCARTHY
IAR
1357923
Kristopher W Kopyc
IAR
7462738