SourcingSourcing

HERCULES ADVISER LLC

C33
CRD 310662·SEC 801-120524·SAN MATEO, CA
AUM
$1.56B
$1B+
Est. Revenue
$15.6M
@ 1% on AUM
Est. EBITDA
$4.7M
@ 30% margin
Est. Deal Value
$37.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HERCULES ADVISER LLC
CRD
310662
SEC file #
801-120524
EIN
393637526
DBA names
—

Economics

AUM
$1.56B
AUM band
$1B+
AUM trajectory
'22'26
$201.4M → $1.56B▲ +674%
Client mix
Pooled Investment Vehicles5

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
2 advisors → 2 advisors▬ 0%
Primary office
SAN MATEO CA
Branches
—

Custodian & Brokerage

Primary custodian
State Streetlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
htgc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HERCULES CAPITAL MANAGEMENT LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
HERCULES CAPITAL MANAGEMENT LLC
BLUESTEIN, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HTGC.COM
Rdap Domain Creation Date
2005-02-01T19:04:41Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002089575
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-10-09
Edgar Last Filing Date
2025-10-09
Edgar Form D Count
1
Edgar Form D Offerings
2025-10-092025-10-09 · 0002089575-25-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.366
Soi Zip Pct 200k Plus
0.1615
Soi Zip Returns 200k Plus
2,700
Soi Zip Total AGI
2,174,217
Fdic Zip Total Deposits
41,198,799,000
Fdic Zip Branch Count
280
Fdic Zip Top Banks
Wells Fargo Bank, National Association
East West Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
State Street20
E*trade4
Edgar Addresses
Mailing
1 N B STREET, SUITE 2000SAN MATEO, CA 94401
Business
1 N B STREET, SUITE 2000SAN MATEO, CA 94401
Edgar EIN
393637526
Edgar Recent Filings
D2025-10-09 · 0002089575-25-000001
Fdic Zip Branches Raw
First Interstate Bank of CaliforniaSan Mateo, CA
Union BankSan Mateo, CA
Fdic Zip HHI
1184.93
Fdic Zip Top Bank Share Pct
27.4
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-01T19:04:41Z
Rdap Domain Last Changed
2024-01-12T21:18:15Z
Rdap Nameservers
Ns-1472.awsdns-56.orgNs-1727.awsdns-23.co.ukNs-372.awsdns-46.comNs-946.awsdns-54.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI43,953
Returns3,530
Stub 2
AGI111,861
Returns3,000
Stub 3
AGI147,537
Returns2,390
Soi Zip Total Business Income
74,425
Soi Zip Total Cap Gains
137,479
Soi Zip Total Dividends
55,358
Soi Zip Total Returns
16,720
Trust Company Affiliate
No

People (3)

3
BLUESTEIN, SCOTT
Executive Officer · 2.5%
6271867
Botelho, Kiersten, Zaza
Executive Officer · 2.5%
7719160
MEYER, SETH, HARDY
Executive Officer · 2.5%
2787782