SourcingSourcing

THE INVICTUS COLLECTIVE, LLC

C41
CRD 310744·SEC 801-121217·PARK RIDGE, IL
AUM
$476.0M
$100M-$500M
Est. Revenue
$4.8M
@ 1% on AUM
Est. EBITDA
$1.4M
@ 30% margin
Est. Deal Value
$11.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THE INVICTUS COLLECTIVE, LLC
CRD
310744
SEC file #
801-121217
EIN
—
DBA names
—

Economics

AUM
$476.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$110.1M → $476.0M▲ +332%
Client mix
Individuals High Net Worth16

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
5 advisors → 2 advisors▼ -60%
Primary office
PARK RIDGE IL
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
linkedin.com/company/the-invictus-collective(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HABITZ, CHRISTIAN, NATHANIEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
HABITZ, CHRISTIAN, NATHANIEL
Bower, Robert, Dean
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4694
Soi Zip Pct 200k Plus
0.2446
Soi Zip Returns 200k Plus
4,790
Soi Zip Total AGI
4,357,115
Fdic Zip Total Deposits
62,883,760,000
Fdic Zip Branch Count
499
Fdic Zip Top Banks
JPMorgan Chase Bank, National Association
Park Ridge Community Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Fidelity4
E*trade4
Fdic Zip Branches Raw
Home Savings of America, FSBPark Ridge, IL
First State Bank & Trust Company of Park RidgePark Ridge, IL
Fdic Zip HHI
758.23
Fdic Zip Top Bank Share Pct
21.06
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,268
Returns4,130
Stub 2
AGI86,466
Returns2,320
Stub 3
AGI134,269
Returns2,170
Soi Zip Total Business Income
98,005
Soi Zip Total Cap Gains
309,783
Soi Zip Total Dividends
125,359
Soi Zip Total Returns
19,580
Top Owner CRD
4436200
Trust Company Affiliate
No

People (4)

4
HABITZ, CHRISTIAN, NATHANIEL
IAR · Direct Owner · 87.5%
4436200
Bower, Robert, Dean
IAR · Executive Officer · 2.5%
7380838
DARA Beth Biederman
Executive Officer · 2.5%
4847951
CONNOR JAMES HICKEY
IAR
6949279