SourcingSourcing

NFJ INVESTMENT GROUP, LLC

C40
CRD 310902·SEC 801-119686·DALLAS, TX
AUM
$2.98B
$1B+
Est. Revenue
$29.8M
@ 1% on AUM
Est. EBITDA
$8.9M
@ 30% margin
Est. Deal Value
$71.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
NFJ INVESTMENT GROUP, LLC
CRD
310902
SEC file #
801-119686
EIN
581604573
DBA names
—

Economics

AUM
$2.98B
AUM band
$1B+
AUM trajectory
'22'26
$5.44B → $2.98B▼ -45%
Client mix
Other462
Investment Companies3
Corporations2
State Or Municipal Govt1

Operations

Employees (total)
9
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'21'26
8 advisors → 8 advisors▬ 0%
Primary office
DALLAS TX
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
virtus.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VIRTUS PARTNERS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
VIRTUS PARTNERS, INC.
ANGERTHAL, MICHAEL, AARON
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
VIRTUS.COM
Rdap Domain Creation Date
1995-01-04T05:00:00Z
Rdap Firm Age Years
31
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
6
Form 5500 Total Compensation
401,315
Form 5500 Compensation Trajectory 3y
2025401,315
Form 5500 Plan Count Trajectory 3y
20256
Schedule C Total Compensation
401,315
Schedule C Service Provider Rows
6

SEC EDGAR

Edgar Cik
0001319111
Edgar Registered
Yes
Edgar Filing Count
159
Edgar First Filing Date
2005-03-01
Edgar Last Filing Date
2026-05-14
Edgar 13f Count
27
Edgar 13f Latest AUM Estimate
Filing Date2025-02-14
Accession0001591068-25-000003
Edgar Form D Count
1
Edgar Form D Offerings
2010-12-212010-12-21 · 0001319111-10-000008
Edgar Former Names
Virtus Fund Advisers, LLC
RidgeWorth Capital Management LLC

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Charles Schwab2
Fidelity2
Morgan Stanley2
Edgar Addresses
Mailing
ONE FINANCIAL PLAZA26TH FLOORHARTFORD, CT 06103
Business
ONE FINANCIAL PLAZA26TH FLOORHARTFORD, CT 06103
Edgar EIN
581604573
Edgar Recent Filings
13F-NT2026-05-14 · 0001319111-26-000002
13F-NT2026-02-13 · 0001319111-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-01-03T05:00:00Z
Rdap Domain Last Changed
2022-06-10T17:56:20Z
Rdap Nameservers
Jay.ns.cloudflare.comMonika.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
Yes

People (8)

8
ANGERTHAL, MICHAEL, AARON
Executive Officer · 2.5%
5632934
AYLWARD, GEORGE, ROBERT
Executive Officer · 2.5%
4932163
CARNEY, MATTHEW, B
Executive Officer · 2.5%
6689375
MOWREY, JOHN, REID
Executive Officer · 2.5%
7337026
PURKALITIS, ANDRA, CYNTHIA
Executive Officer · 2.5%
3070864
SMIRL, RICHARD, WILLIAM
Executive Officer · 2.5%
4232829
KRISTIAN PETER MARCA
IAR
5745546
KRYSTA MICHELLE HILL
IAR
5273526