SourcingSourcing

FINANCIAL ADVISORY PARTNERS, LLC

C40
CRD 310914·SEC 801-120062·WINTER PARK, FL
AUM
$377.8M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FINANCIAL ADVISORY PARTNERS, LLC
CRD
310914
SEC file #
801-120062
EIN
263300029
DBA names
—

Economics

AUM
$377.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$266.3M → $377.8M▲ +42%
Client mix
Individuals High Net Worth91
Individuals Other42
Charitable Organizations7
Corporations4
Pension Profit Sharing Plans2

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'21'26
3 advisors → 3 advisors▬ 0%
Primary office
WINTER PARK FL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NBCS HOLDINGS, LLC
Top Owner Pct
37.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
NBCS HOLDINGS, LLC
SUTPHIN, DAVID, STEELE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
15,120
Form 5500 Compensation Trajectory 3y
202515,120
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
15,120
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001994252
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2023-10-04
Edgar Last Filing Date
2026-05-01
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-01
Accession0001994252-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
1201 S. ORLANDO AVENUESUITE 350WINTER PARK, FL 32789
Business
1201 S. ORLANDO AVENUESUITE 350WINTER PARK, FL 32789
Edgar EIN
263300029
Edgar Recent Filings
13F-HR2026-05-01 · 0001994252-26-000002
13F-HR2026-01-23 · 0001994252-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
No

People (4)

4
SUTPHIN, DAVID, STEELE
IAR · Direct Owner · 37.5%
2747358
VANDENBERG, ALEXANDER, WOLCOTT
IAR · Direct Owner · 37.5%
2704418
ALLARD, PIERRE, GASTON MARC
IAR · Direct Owner · 7.5%
5860780
PATRICIA NELL MANLEY
IAR
1454385