SourcingSourcing

CGI PLAN ADVISORS, INC.

B51
CRD 311275·SEC 801-119874·FRAZER, PA
AUM
$261.0M
$100M-$500M
Est. Revenue
$2.6M
@ 1% on AUM
Est. EBITDA
$783K
@ 30% margin
Est. Deal Value
$6.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CGI PLAN ADVISORS, INC.
CRD
311275
SEC file #
801-119874
EIN
—
DBA names
—

Economics

AUM
$261.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$134.5M → $261.0M▲ +94%
Client mix
Pension Profit Sharing Plans29

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
2 advisors → 2 advisors▬ 0%
Primary office
FRAZER PA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/in/dougpalmerconestogagroup(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PALMER, VANCE, BRADLEY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
PALMER, VANCE, BRADLEY
PALMER, DOUGLAS, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
708148
Trust Company Affiliate
No

People (2)

2
PALMER, VANCE, BRADLEY
IAR · Direct Owner · 87.5%
708148
PALMER, DOUGLAS, ALAN
IAR · Executive Officer · 2.5%
5926438