SourcingSourcing

WEALTHPLANS, LLC

B57
CRD 311560·SEC 801-119949·FREDERICK, MD
AUM
$219.6M
$100M-$500M
Est. Revenue
$2.2M
@ 1% on AUM
Est. EBITDA
$659K
@ 30% margin
Est. Deal Value
$5.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEALTHPLANS, LLC
CRD
311560
SEC file #
801-119949
EIN
—
DBA names
—

Economics

AUM
$219.6M
AUM band
$100M-$500M
AUM trajectory
'22'26
$105.4M → $219.6M▲ +108%
Client mix
Individuals Other101
Individuals High Net Worth70
Corporations5

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'21'26
2 advisors → 1 advisors▼ -50%
Primary office
FREDERICK MD
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COOLEY, RAYMOND, BRENT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COOLEY, RAYMOND, BRENT
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
28,812
Form 5500 Compensation Trajectory 3y
202528,812
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
28,812
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2361861
Trust Company Affiliate
No

People (1)

1
COOLEY, RAYMOND, BRENT
IAR · Direct Owner · 87.5%
2361861