RPS ADVISORY SOLUTIONS, LLC

CRD

311575

SEC file #

801-119926

EIN

852688311

DBA names

Retirement Planning Solutions, Llc

Economics

AUM

$467.0M

AUM band

$100M-$500M

AUM trajectory

'22 · $103.8M

'23 · $103.8M

'25 · $376.8M

'26 · $467.0M

'22'26

$103.8M → $467.0M▲ +350%

sec adv history

Client mix

Individuals Other	1,136
Individuals High Net Worth	74
Charitable Organizations	2

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'21 · 4 advisors

'22 · 4 advisors

'23 · 7 advisors

'25 · 11 advisors

'26 · 8 advisors

'21'26

4 advisors → 8 advisors▲ +100%

sec adv history

Primary office

LOUISVILLE KY

Branches

—

Custodian & Brokerage

Primary custodian

Charles Schwablow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — pooled vehicles

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/24/2026

instagram.com/retirementplanningsolutionsllc(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

Ellison, Michael, Jerome

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

Ellison, Michael, Jerome

GOFORTH, SONIA, ANN

Solo Advisor Indicator

Succession Risk Solo Owner

Yes

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:rpssolutions.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002031671

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-07-25

Edgar Last Filing Date

2026-05-04

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-04

Accession0001765380-26-000139

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.2006

Soi Zip Pct 200k Plus

0.0339

Soi Zip Returns 200k Plus

570

Soi Zip Total AGI

1,116,408

Fdic Zip Total Deposits

21,669,707,000

Fdic Zip Branch Count

374

Fdic Zip Top Banks

PNC Bank, National Association

Stock Yards Bank & Trust Company

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Charles Schwab	6
E*trade	4

adv brochure

Edgar Addresses

Mailing

3432 STONY SPRING CIRCLELOUISVILLE, KY 40220

Business

3432 STONY SPRING CIRCLELOUISVILLE, KY 40220

Edgar EIN

852688311

Edgar Recent Filings

13F-HR2026-05-04 · 0001765380-26-000139

13F-HR2026-02-06 · 0001765380-26-000067

Fdic Zip Branches Raw

PNC Bank, Kentucky, Inc.Louisville, KY

Liberty National Bank and Trust Company of KentuckyJefferson County, KY

Fdic Zip HHI

1004.87

Fdic Zip Top Bank Share Pct

24.71

Fdic Zip Year

2025

Firm Has Custody

Yes

Mailing Office Differs

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	53,334
Returns	4,170

Stub 2

AGI	161,276
Returns	4,320

Stub 3

AGI	183,393
Returns	2,970

Soi Zip Total Business Income

31,805

Soi Zip Total Cap Gains

21,013

Soi Zip Total Dividends

18,624

Soi Zip Total Returns

16,800

Top Owner CRD

2167438

Trust Company Affiliate