SourcingSourcing

INVESTMENT OFFICE RESOURCES, LLC

B62
CRD 311647·SEC 801-129634·CLAYTON, MO
AUM
$126.5M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$380K
@ 30% margin
Est. Deal Value
$3.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
INVESTMENT OFFICE RESOURCES, LLC
CRD
311647
SEC file #
801-129634
EIN
—
DBA names
Ior

Economics

AUM
$126.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$112.9M → $126.5M▲ +12%
Client mix
—

Operations

Employees (total)
11
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
CLAYTON MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
02/06/2026
ADV-W filed at
—
Website
investmentofficeresources.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WASKIEWICZ, ANTHONY, STANLEY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WASKIEWICZ, ANTHONY, STANLEY
Kelly, James, Francis
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
INVESTMENTOFFICERESOURCES.COM
Rdap Domain Creation Date
2020-06-06T22:10:40Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-06-06T22:10:40Z
Rdap Domain Last Changed
2026-05-16T07:44:41Z
Rdap Nameservers
Ns4.wixdns.netNs5.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
2149426
Trust Company Affiliate
No

People (2)

2
WASKIEWICZ, ANTHONY, STANLEY
IAR · Direct Owner · 62.5%
2149426
Kelly, James, Francis
Direct Owner · 37.5%
5674737