SourcingSourcing

SCG ASSET MANAGEMENT LLC

B65
CRD 311843·SEC 801-120215·NAPERVILLE, IL
AUM
$158.7M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$476K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SCG ASSET MANAGEMENT LLC
CRD
311843
SEC file #
801-120215
EIN
—
DBA names
—

Economics

AUM
$158.7M
AUM band
$100M-$500M
AUM trajectory
'22'26
$207.3M → $158.7M▼ -23%
Client mix
Individuals High Net Worth7
Investment Companies1

Operations

Employees (total)
6
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
7 advisors → 4 advisors▼ -43%
Primary office
NAPERVILLE IL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companies
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/12/2026
ADV-W filed at
—
Website
scgamllc.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SACHS CAPITAL GROUP, L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
SACHS CAPITAL GROUP, L.P.
SPENCER SACHS DESCENDANTS TRUST
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
SCGAMLLC.COM
Rdap Domain Creation Date
2021-09-24T19:43:34Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5391
Soi Zip Pct 200k Plus
0.3025
Soi Zip Returns 200k Plus
6,420
Soi Zip Total AGI
3,837,402
Fdic Zip Total Deposits
25,999,975,000
Fdic Zip Branch Count
378
Fdic Zip Top Banks
U.S. Bank National Association
PNC Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Jpmorgan2
Fdic Zip Branches Raw
Mid America Federal Savings BankNaperville, IL
Mid America Federal Savings BankNaperville, IL
Fdic Zip HHI
699.38
Fdic Zip Top Bank Share Pct
12.79
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-09-24T19:43:34Z
Rdap Domain Last Changed
2025-09-25T17:17:19Z
Rdap Nameservers
Ns31.domaincontrol.comNs32.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI44,043
Returns4,480
Stub 2
AGI77,559
Returns2,070
Stub 3
AGI108,033
Returns1,730
Soi Zip Total Business Income
79,121
Soi Zip Total Cap Gains
264,851
Soi Zip Total Dividends
71,208
Soi Zip Total Returns
21,220
Trust Company Affiliate
No

People (2)

2
HAMMER, SUZANNE, MARIO
Executive Officer · 2.5%
1111107
SACHS, GREGORY, HARRIS
Executive Officer · 2.5%
1673376