SourcingSourcing

VENTANA PRIVATE WEALTH LLC

B57
CRD 311878·SEC 801-127726·DENVER, CO
AUM
$158.6M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$476K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VENTANA PRIVATE WEALTH LLC
CRD
311878
SEC file #
801-127726
EIN
—
DBA names
—

Economics

AUM
$158.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$144.8M → $158.6M▲ +10%
Client mix
Individuals High Net Worth33

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
1 advisors → 2 advisors▲ +100%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
linkedin.com/company/ventana-private-wealth(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOYD, AMY, LEA
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BOYD, AMY, LEA
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2978511
Trust Company Affiliate
No

People (2)

2
BOYD, AMY, LEA
IAR · Direct Owner · 87.5%
2978511
MATTHEW FRIEL
IAR
3170453