ANCORA ALTERNATIVES LLC

C31
CRD 311902·SEC 801-120302·CLEVELAND, OH
AUM
$1.13B
$1B+
Est. Revenue
$11.3M
@ 1% on AUM
Est. EBITDA
$3.4M
@ 30% margin
Est. Deal Value
$27.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANCORA ALTERNATIVES LLC
CRD
311902
SEC file #
801-120302
EIN
921604521
DBA names

Economics

AUM
$1.13B
AUM band
$1B+
AUM trajectory
'22'26
$669.9M → $1.13B▲ +69%
Client mix
Pooled Investment Vehicles9
Corporations1

Operations

Employees (total)
54
Advisory staff (per ADV)
31
Advisory staff (5-yr trend)
'22'26
34 advisors → 31 advisors▼ -9%
Primary office
CLEVELAND OH
Branches

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at

Compliance

Disclosures (firm)
2
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ANCORA HOLDINGS GROUP, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
ANCORA HOLDINGS GROUP, LLC
DISANTO, FREDERICK, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001968826
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2023-03-16
Edgar Last Filing Date
2026-03-13
Edgar Form D Count
4
Edgar Form D Offerings
2026-03-132026-03-13 · 0000902664-26-001581
2025-03-142025-03-14 · 0000902664-25-001452

Compliance & brand

Firm Registration Status
active

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs28
U.s. Bank24
Pershing6
E*trade4
Edgar Addresses
Mailing
6060 PARKLAND BOULEVARDSUITE 200CLEVELAND, OH 44124
Business
6060 PARKLAND BOULEVARDSUITE 200CLEVELAND, OH 44124
Edgar EIN
921604521
Edgar Recent Filings
D/A2026-03-13 · 0000902664-26-001581
D/A2025-03-14 · 0000902664-25-001452
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
Yes