SourcingSourcing

CHARIS LEGACY PARTNERS, LLC

B55
CRD 311968·SEC 801-131532·BRYAN, TX
AUM
$132.7M
$100M-$500M
Est. Revenue
$1.3M
@ 1% on AUM
Est. EBITDA
$398K
@ 30% margin
Est. Deal Value
$3.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CHARIS LEGACY PARTNERS, LLC
CRD
311968
SEC file #
801-131532
EIN
871964345
DBA names
Charis Legacy Partners

Economics

AUM
$132.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$117.2M → $132.7M▲ +13%
Client mix
Individuals High Net Worth37
Individuals Other22
Pension Profit Sharing Plans1

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'25'26
1 advisors → 1 advisors▬ 0%
Primary office
BRYAN TX
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
01/09/2026
ADV-W filed at
—
Website
linkedin.com/in/scottmonk(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WKS VENTURES IRREVOCABLE TRUST
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
WKS VENTURES IRREVOCABLE TRUST
MONK, SCOTT, RYAN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:charislegacy.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002056602
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-13
Edgar Last Filing Date
2026-04-08
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-08
Accession0001754960-26-000210

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2105
Soi Zip Pct 200k Plus
0.0573
Soi Zip Returns 200k Plus
700
Soi Zip Total AGI
1,016,817
Fdic Zip Total Deposits
38,355,023,000
Fdic Zip Branch Count
418
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Prosperity Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (21)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
4704 WESTMINSTER DRBRYAN, TX 77802
Business
1716 BRIARCREST DR, SUITE 300BRYAN, TX 77802
Edgar EIN
871964345
Edgar Recent Filings
13F-HR2026-04-08 · 0001754960-26-000210
13F-HR2026-01-08 · 0001754960-26-000015
Fdic Zip Branches Raw
Victoria Bank and Trust CompanyBryan, TX
Commerce National BankBryan, TX
Fdic Zip HHI
1065.77
Fdic Zip Top Bank Share Pct
23.96
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI42,864
Returns3,250
Stub 2
AGI116,353
Returns3,170
Stub 3
AGI118,919
Returns1,940
Soi Zip Total Business Income
33,309
Soi Zip Total Cap Gains
60,815
Soi Zip Total Dividends
27,744
Soi Zip Total Returns
12,210
Trust Company Affiliate
No

People (1)

1
MONK, SCOTT, RYAN
IAR · Executive Officer · 2.5%
6427211