CONFLUENCE WEALTH SERVICES, INC.

CRD

311980

SEC file #

801-120711

EIN

862088578

DBA names

Confluence Financial Partners

Economics

AUM

$6.84B

AUM band

$1B+

AUM trajectory

'22 · $2.20B

'23 · $2.51B

'25 · $5.45B

'26 · $6.84B

'22'26

$2.20B → $6.84B▲ +211%

sec adv history

Client mix

Individuals Other	3,158
Individuals High Net Worth	1,540
Charitable Organizations	71
Pension Profit Sharing Plans	63
Corporations	38

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 22 advisors

'23 · 24 advisors

'25 · 37 advisors

'26 · 38 advisors

'22'26

22 advisors → 38 advisors▲ +73%

sec adv history

Primary office

MCMURRAY PA

Branches

—

Custodian & Brokerage

Primary custodian

Raymond Jameslow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMFixed fees

Filings

Latest ADV filing

03/31/2026

open.spotify.com/show/56efdkki30qnfbi7dyt0o6

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CONFLUENCE FINANCIAL PARTNERS

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

CONFLUENCE FINANCIAL PARTNERS

Bogden, Stephanie, G

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

174,943

Form 5500 Compensation Trajectory 3y

2025

174,943

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Total Compensation

174,943

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001910411

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2022-02-10

Edgar Last Filing Date

2026-05-07

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-07

Accession0001910411-26-000003

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (11)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Raymond James	6
Charles Schwab	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

732 E MCMURRAY ROADMCMURRAY, PA 15317

Business

732 E MCMURRAY ROADMCMURRAY, PA 15317

Edgar EIN

862088578

Edgar Recent Filings

13F-HR2026-05-07 · 0001910411-26-000003

13F-HR2026-01-28 · 0001910411-26-000002

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

People (43)

WEIMER, GREGORY, JOSEPH

7116190

WEIMER, GREGORY, JOSEPH

1528413

THORNHILL, KATHLEEN, Ann

WINKELER, WILLIAM, RICHARD

6108382

5668815

Bogden, Stephanie, G

KATHERINE MARY MONTAGAZZI

4558684

6958578

ZACHERY STEVEN SAUNDERS

6785476

JACKSON ARTHUR ELIZONDO

7067869

RANDALL JACK HOLCOMBE

Richard Jerome Wingertsahn

6368503

JONATHAN HARPER JORDAN

Nicklaus Anthony Proud

7284133

Melissa Alice Pirosko

BRANDON CHRISTOPHER CORLETT

7463903

MORGAN CHRISTOPHER LEE

CHARLES THOMAS ZIANTS

5987965

Eric William Montgomery

7030367

BARBARA LOUISE BATTIN

TIMOTHY DAVID CASHDOLLAR

Thomas James Fitzsimmons

George M Epitropoulos

7933383

DAVID OLIVER CASHDOLLAR