SourcingSourcing

CAPITOL FAMILY OFFICE, INC.

B54
CRD 312005·SEC 801-120221·BEAVERTON, OR
AUM
$136.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$408K
@ 30% margin
Est. Deal Value
$3.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CAPITOL FAMILY OFFICE, INC.
CRD
312005
SEC file #
801-120221
EIN
453038903
DBA names
—

Economics

AUM
$136.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$136.4M → $136.1M▬ 0%
Client mix
Individuals Other79
Individuals High Net Worth45

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
5 advisors → 2 advisors▼ -60%
Primary office
BEAVERTON OR
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
capitolcfo.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
NORTMAN, ERICA, GAIL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
NORTMAN, ERICA, GAIL
NORTMAN, MARK, DAVID
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CAPITOLCFO.COM
Rdap Domain Creation Date
2011-08-03T00:36:37Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001863768
Edgar Registered
Yes
Edgar Filing Count
21
Edgar First Filing Date
2022-02-09
Edgar Last Filing Date
2026-04-15
Edgar 13f Count
19
Edgar 13f Latest AUM Estimate
Filing Date2026-04-15
Accession0001863768-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
Fidelity4
Lpl Financial4
E*trade4
Edgar Addresses
Mailing
1500 NW BETHANY BLVD., SUITE 200BEAVERTON, OR 97006
Business
1500 NW BETHANY BLVD., SUITE 200BEAVERTON, OR 97006
Edgar EIN
453038903
Edgar Recent Filings
13F-HR2026-04-15 · 0001863768-26-000004
13F-HR2026-01-26 · 0001863768-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-03T00:36:37Z
Rdap Domain Last Changed
2025-08-03T17:31:06Z
Rdap Nameservers
Ns09.domaincontrol.comNs10.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5492685
Trust Company Affiliate
No

People (2)

2
NORTMAN, MARK, DAVID
IAR · Direct Owner · 62.5%
4514959
NORTMAN, ERICA, GAIL
IAR · Direct Owner · 62.5%
5492685