SourcingSourcing

VISTA FINANCE, LLC

C40
CRD 312082·SEC 801-120420·CLAYTON, MO
AUM
$320.0M
$100M-$500M
Est. Revenue
$3.2M
@ 1% on AUM
Est. EBITDA
$960K
@ 30% margin
Est. Deal Value
$7.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VISTA FINANCE, LLC
CRD
312082
SEC file #
801-120420
EIN
854247779
DBA names
—

Economics

AUM
$320.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$214.0M → $320.0M▲ +49%
Client mix
Individuals High Net Worth58
Individuals Other15
Charitable Organizations15
Corporations10

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'22'26
3 advisors → 4 advisors▲ +33%
Primary office
CLAYTON MO
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WILLIAMS, CHRISTOPHER, BRENT
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
WILLIAMS, CHRISTOPHER, BRENT
LANDZAAT, BRIAN, THOMAS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:vista.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001893809
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-07
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001172661-26-001594

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Fidelity4
E*trade4
Edgar Addresses
Mailing
7777 BONHOMME AVESUITE 1800CLAYTON, MO 63105
Business
7777 BONHOMME AVESUITE 1800CLAYTON, MO 63105
Edgar EIN
854247779
Edgar Recent Filings
13F-HR2026-05-04 · 0001172661-26-001594
13F-HR2026-01-27 · 0001172661-26-000324
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3268710
Trust Company Affiliate
No

People (4)

4
WILLIAMS, CHRISTOPHER, BRENT
IAR · Direct Owner · 62.5%
3268710
LANDZAAT, BRIAN, THOMAS
IAR · Direct Owner · 17.5%
7334346
SORENSEN, LINCOLN, ANDREW
IAR · Direct Owner · 7.5%
7184126
Zachary Thomas
IAR
7854776