SourcingSourcing

VALLEY FINANCIAL GROUP, INC.

C32
CRD 312254·SEC 801-120325·AMBLER, PA
AUM
$287.2M
$100M-$500M
Est. Revenue
$2.9M
@ 1% on AUM
Est. EBITDA
$862K
@ 30% margin
Est. Deal Value
$6.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VALLEY FINANCIAL GROUP, INC.
CRD
312254
SEC file #
801-120325
EIN
232082403
DBA names
Valley Financial Group

Economics

AUM
$287.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$136.6M → $287.2M▲ +110%
Client mix
Individuals Other435
Individuals High Net Worth73

Operations

Employees (total)
6
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'22'26
1 advisors → 5 advisors▲ +400%
Primary office
AMBLER PA
Branches
Count1

Custodian & Brokerage

Primary custodian
Fidelitymedium confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
twitter.com/valleyfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MCGARRY, KEVIN, STEVEN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
MCGARRY, KEVIN, STEVEN
WOEHLCKE, EDWARD, STANLEY
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:valley.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001555513
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2012-08-02
Edgar Last Filing Date
2012-08-02
Edgar Form D Count
1
Edgar Form D Offerings
2012-08-022012-08-02 · 0001555513-12-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
2
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Window
Fidelity1
Full
E*trade4
Fidelity3
Edgar Addresses
Mailing
1021 W. 8TH AVEKING OF PRUSSIA, PA 19406
Business
1021 W. 8TH AVEKING OF PRUSSIA, PA 19406
Edgar EIN
232082403
Edgar Recent Filings
D2012-08-02 · 0001555513-12-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
4371076
Trust Company Affiliate
No

People (5)

5
MCGARRY, KEVIN, STEVEN
IAR · Direct Owner · 62.5%
4371076
WOEHLCKE, EDWARD, STANLEY
IAR · Direct Owner · 62.5%
4192226
James Donnelly
IAR
7306185
Frank Pizzichillo
IAR
7614916
MORRIS FRANCIS LICCIARDELLO
IAR
4122864