SourcingSourcing

ANTHONY CAPITAL MANAGEMENT, LLC

C44
CRD 312256·SEC 801-122704·DE PERE, WI
AUM
$37.9M
$25M-$100M
Est. Revenue
$379K
@ 1% on AUM
Est. EBITDA
$114K
@ 30% margin
Est. Deal Value
$909K
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANTHONY CAPITAL MANAGEMENT, LLC
CRD
312256
SEC file #
801-122704
EIN
—
DBA names
—

Economics

AUM
$37.9M
AUM band
$25M-$100M
AUM trajectory
'23'26
$250K → $37.9M▲ +15057%
Client mix
Investment Companies1

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
DE PERE WI
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
anthonycm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Reich, Doug, Anthony
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
Reich, Doug, Anthony
HENDERLITE, STEPHEN, EDWARD
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ANTHONYCM.COM
Rdap Domain Creation Date
2013-02-11T17:55:16Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-11T17:55:16Z
Rdap Domain Last Changed
2026-02-04T17:58:52Z
Rdap Nameservers
Ns27.domaincontrol.comNs28.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7396430
Trust Company Affiliate
Yes

People (2)

2
Reich, Doug, Anthony
Direct Owner · 87.5%
7396430
HENDERLITE, STEPHEN, EDWARD
Executive Officer · 2.5%
4483569