BLACK DRAGON CAPITAL INVESTMENT MANAGEMENT, LLC

C42
CRD 312404·SEC 801-130181
AUM
$395.6M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BLACK DRAGON CAPITAL INVESTMENT MANAGEMENT, LLC
CRD
312404
SEC file #
801-130181
EIN
833962895
DBA names
Black Dragon Capital Investment Management, Inc

Economics

AUM
$395.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$348.3M → $395.6M▲ +14%
Client mix
Pooled Investment Vehicles15

Operations

Employees (total)
46
Advisory staff (per ADV)
14
Advisory staff (5-yr trend)
'25'26
12 advisors → 14 advisors▲ +17%
Primary office
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
04/03/2026
ADV-W filed at

Compliance

Disclosures (firm)
5
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Hernandez, Louis
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Hernandez, Louis
Ducanes, A., Christopher
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
BLACKDRAGONCAP.COM
Rdap Domain Creation Date
2013-06-20T19:06:58Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001774754
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2019-09-09
Edgar Last Filing Date
2021-09-02
Edgar Form D Count
3
Edgar Form D Offerings
2021-09-022021-09-02 · 0001567619-21-016626
2020-09-012020-09-01 · 0001567619-20-016208

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
C/O BLACK DRAGON CAPITAL FUND I GP, LLC6400 W. BOYTON BEACH BLVD, SUITE 740486BOYNTON BEACH, FL 33474
Business
C/O BLACK DRAGON CAPITAL FUND I GP, LLC6400 W. BOYTON BEACH BLVD, SUITE 740486BOYNTON BEACH, FL 33474
Edgar EIN
833962895
Edgar Recent Filings
D/A2021-09-02 · 0001567619-21-016626
D/A2020-09-01 · 0001567619-20-016208
Firm Has Custody
Yes
Rdap Domain Expiration Date
2028-06-20T19:06:58Z
Rdap Domain Last Changed
2023-06-21T17:16:30Z
Rdap Nameservers
Davina.ns.cloudflare.comRocco.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
7591698
Trust Company Affiliate
No