SourcingSourcing

1230 ADVISORS, LLC

B53
CRD 312504·SEC 801-120771·POUND RIDGE, NY
AUM
$106.2M
$100M-$500M
Est. Revenue
$1.1M
@ 1% on AUM
Est. EBITDA
$319K
@ 30% margin
Est. Deal Value
$2.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
1230 ADVISORS, LLC
CRD
312504
SEC file #
801-120771
EIN
—
DBA names
—

Economics

AUM
$106.2M
AUM band
$100M-$500M
AUM trajectory
'22'26
$69.0M → $106.2M▲ +54%
Client mix
Individuals High Net Worth18
Individuals Other12

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
POUND RIDGE NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
01/30/2026
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Schiff, Anthony
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Schiff, Anthony
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5992
Soi Zip Pct 200k Plus
0.4047
Soi Zip Returns 200k Plus
1,040
Soi Zip Total AGI
885,138
Fdic Zip Total Deposits
1,501,241,000
Fdic Zip Branch Count
52
Fdic Zip Top Banks
Keybank National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
Key Bank of New YorkPound Ridge, NY
National Westminster Bank USAPound Ridge, NY
Fdic Zip HHI
1861.11
Fdic Zip Top Bank Share Pct
24.35
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI4,642
Returns470
Stub 2
AGI7,122
Returns200
Stub 3
AGI11,582
Returns180
Soi Zip Total Business Income
53,862
Soi Zip Total Cap Gains
97,822
Soi Zip Total Dividends
42,756
Soi Zip Total Returns
2,570
Top Owner CRD
2786664
Trust Company Affiliate
No

People (1)

1
Schiff, Anthony
IAR · Direct Owner · 87.5%
2786664