SourcingSourcing

GRAVER CAPITAL MANAGEMENT, LLC

B53
CRD 312515·SEC 801-132265·COLUMBUS, OH
AUM
$153.5M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$461K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
GRAVER CAPITAL MANAGEMENT, LLC
CRD
312515
SEC file #
801-132265
EIN
853948595
DBA names
—

Economics

AUM
$153.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$122.0M → $153.5M▲ +26%
Client mix
Individuals Other152
Individuals High Net Worth34

Operations

Employees (total)
4
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
COLUMBUS OH
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/04/2026
ADV-W filed at
—
Website
linkedin.com/company/graver-capital-management/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GRAVER, JAMES, HARRISON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
GRAVER, JAMES, HARRISON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:graver.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
31,570
Form 5500 Compensation Trajectory 3y
202524,015
20267,555
Form 5500 Plan Count Trajectory 3y
20251
20261
Schedule C Total Compensation
31,570
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Cik
0002056589
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-02-14
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001951757-26-000722

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1550 OLD HENDERSON ROADSUITE E-273COLUMBUS, OH 43220
Business
1550 OLD HENDERSON ROADSUITE E-273COLUMBUS, OH 43220
Edgar EIN
853948595
Edgar Recent Filings
13F-HR2026-04-23 · 0001951757-26-000722
13F-HR2026-02-13 · 0001951757-26-000438
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2835090
Trust Company Affiliate
No

People (2)

2
GRAVER, JAMES, HARRISON
IAR · Direct Owner · 87.5%
2835090
Terrance P Hennessy
IAR
7264151