SourcingSourcing

HERITAGE WEALTH MANAGEMENT INC.

C40
CRD 312545·SEC 801-121624·CINCINNATI, OH
AUM
$604.7M
$500M-$1B
Est. Revenue
$6.0M
@ 1% on AUM
Est. EBITDA
$1.8M
@ 30% margin
Est. Deal Value
$14.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HERITAGE WEALTH MANAGEMENT INC.
CRD
312545
SEC file #
801-121624
EIN
393805435
DBA names
Heritage Wealth Advisors

Economics

AUM
$604.7M
AUM band
$500M-$1B
AUM trajectory
'22'26
$404.1M → $604.7M▲ +50%
Client mix
Individuals High Net Worth122
Individuals Other79

Operations

Employees (total)
6
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
CINCINNATI OH
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
yourheritageadvisors.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOLWADEL, DAVID, KENT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
HOLWADEL, DAVID, KENT
MEREDITH, LINDSEY, CROCKER
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
YOURHERITAGEADVISORS.COM
Rdap Domain Creation Date
2021-01-04T21:10:20Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
Squarespace Domains II LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
4
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002092311
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2025-12-08
Edgar Last Filing Date
2025-12-08
Edgar Form D Count
1
Edgar Form D Offerings
2025-12-082025-12-08 · 0002092311-25-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Raymond James4
E*trade4
Edgar Addresses
Mailing
11440 W BERNARDO COURT#390SAN DIEGO, CA 92127
Business
11440 W BERNARDO COURT#390SAN DIEGO, CA 92127
Edgar EIN
393805435
Edgar Recent Filings
D2025-12-08 · 0002092311-25-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-01-04T21:10:20Z
Rdap Domain Last Changed
2025-09-25T18:02:33Z
Rdap Nameservers
Ns-cloud-a1.googledomains.comNs-cloud-a2.googledomains.comNs-cloud-a3.googledomains.comNs-cloud-a4.googledomains.com
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Delete ProhibitedClient Transfer Prohibited
Top Owner CRD
3031360
Trust Company Affiliate
No

People (4)

4
HOLWADEL, DAVID, KENT
IAR · Direct Owner · 87.5%
3031360
THOMPSON, JEFFREY, P
IAR · Direct Owner · 7.5%
6374703
MEREDITH, LINDSEY, CROCKER
IAR · Direct Owner · 7.5%
6566737
TANYA MICHELLE OLVERA
Executive Officer · 2.5%
6108434