SourcingSourcing

LEEWARD INVESTMENTS, LLC

C44
CRD 312557·SEC 801-122220·BOSTON, MA
AUM
$2.87B
$1B+
Est. Revenue
$28.7M
@ 1% on AUM
Est. EBITDA
$8.6M
@ 30% margin
Est. Deal Value
$68.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEEWARD INVESTMENTS, LLC
CRD
312557
SEC file #
801-122220
EIN
943259183
DBA names
Leeward Investments

Economics

AUM
$2.87B
AUM band
$1B+
AUM trajectory
'23'26
$3.42B → $2.87B▼ -16%
Client mix
Other Investment Advisers2,661
Individuals High Net Worth11
Investment Companies8
Insurance Companies6
State Or Municipal Govt5

Operations

Employees (total)
14
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'23'26
5 advisors → 5 advisors▬ 0%
Primary office
BOSTON MA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehiclesPortfolio mgmt — businesses
Fee basis
% of AUM

Filings

Latest ADV filing
03/10/2026
ADV-W filed at
—
Website
linkedin.com/company/leeward-investments-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
VINGERS, R., TODD
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
8
Control Persons
VINGERS, R., TODD
WILLADSEN, JAY, C.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:leeward.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
2,199,757
Form 5500 Compensation Trajectory 3y
20252,199,757
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
2,199,757
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Cik
0001035254
Edgar Registered
Yes
Edgar Filing Count
28
Edgar First Filing Date
1997-03-07
Edgar Last Filing Date
2012-01-03
Edgar Form D Count
1
Edgar Form D Offerings
2009-03-232009-03-23 · 0001095449-09-000101
Edgar Former Names
LEEWARD CAPITAL LP

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Lpl Financial4
E*trade4
Bny Mellon2
Jpmorgan2
Morgan Stanley2
Edgar Addresses
Mailing
1 CALIFORNIA STREETSUITE 300SAN FRANCISCO, CA 94111
Business
1 CALIFORNIA STREETSUITE 300SAN FRANCISCO, CA 94111
Edgar EIN
943259183
Edgar Recent Filings
SC 13G/A2012-01-03 · 0001463967-12-000002
42011-05-02 · 0001463967-11-000096
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
2556035
Trust Company Affiliate
No

People (8)

8
VINGERS, R., TODD
IAR · Direct Owner · 37.5%
2556035
WILLADSEN, JAY, C.
IAR · Direct Owner · 17.5%
6655152
FIORE, PAUL, TERRENCE
Direct Owner · 7.5%
1777442
BUCKLEY, TIMOTHY, DAVID
Direct Owner · 7.5%
6122579
MURPHY, TIMOTHY, PAUL
Direct Owner · 7.5%
4633570
SATTERFIELD, RYAN, REID
Direct Owner · 7.5%
7517480
PINK, COLLEEN, ASHE
Executive Officer · 2.5%
2240035
THOMPSON, PATRICIA, ANN
Executive Officer · 2.5%
4726937