SourcingSourcing

ANCORA RETIREMENT PLAN ADVISORS, LLC

C22
CRD 31256·SEC 801-67475·CLEVELAND, OH
AUM
$1.53B
$1B+
Est. Revenue
$15.3M
@ 1% on AUM
Est. EBITDA
$4.6M
@ 30% margin
Est. Deal Value
$36.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ANCORA RETIREMENT PLAN ADVISORS, LLC
CRD
31256
SEC file #
801-67475
EIN
—
DBA names
—

Economics

AUM
$1.53B
AUM band
$1B+
AUM trajectory
'20'26
$430.9M → $1.53B▲ +256%
Client mix
Corporations150
Individuals Other4
Charitable Organizations3

Operations

Employees (total)
41
Advisory staff (per ADV)
22
Advisory staff (5-yr trend)
'20'26
3 advisors → 22 advisors▲ +633%
Primary office
CLEVELAND OH
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMFixed feesOther Compensation

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
twitter.com/focusfinancial(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SOURCE COMPANIES LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
7
Control Persons
SOURCE COMPANIES LLC
D'Anniballe, Matthew, Martin
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
21
Form 5500 Total Compensation
833,608
Form 5500 Compensation Trajectory 3y
2025820,463
202613,145
Form 5500 Plan Count Trajectory 3y
202520
20261
Schedule C Total Compensation
833,608
Schedule C Service Provider Rows
21

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Trust Company Affiliate
Yes

People (10)

10
KOENIG, WILLIAM, MICHAEL
IAR · Executive Officer · 2.5%
4297959
D'Anniballe, Matthew, Martin
Executive Officer · 2.5%
8015585
DISANTO, FREDERICK, DAVID
Executive Officer · 2.5%
1467798
GEERS, JASON, P
Executive Officer · 2.5%
3236753
MICKLITSCH, JOHN, PEWTERS
Executive Officer · 2.5%
2454497
WALTERS, IRENE, RENAE
Executive Officer · 2.5%
4833663
HOWARD SCOTT ESSNER
IAR
5763274
JOHN EDWARD DANCH
IAR
4881240
BARTELS, JOHN, GREGORY
IAR
2780646
KEVIN PATRICK VAILLANCOURT
IAR
2947318