SourcingSourcing

JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC

B54
CRD 312706·SEC 801-128650·PADUCAH, KY
AUM
$240.1M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$720K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JENNINGS & ASSOCIATES FINANCIAL ADVISORS, LLC
CRD
312706
SEC file #
801-128650
EIN
—
DBA names
—

Economics

AUM
$240.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$208.4M → $240.1M▲ +15%
Client mix
Individuals Other504
Individuals High Net Worth176
Corporations8
Charitable Organizations3

Operations

Employees (total)
8
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
PADUCAH KY
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/jenningsfinancialadvisorsllc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JENNINGS, KEITH, TODD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
JENNINGS, KEITH, TODD
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:jennings.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2355
Soi Zip Pct 200k Plus
0.0752
Soi Zip Returns 200k Plus
1,060
Soi Zip Total AGI
1,408,374
Fdic Zip Total Deposits
35,915,680,000
Fdic Zip Branch Count
624
Fdic Zip Top Banks
The Paducah Bank and Trust Company
Regions Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Lpl Financial4
E*trade4
Fdic Zip Branches Raw
The Paducah Bank and Trust CompanyPaducah, KY
The Paducah Bank and Trust CompanyPaducah, KY
Fdic Zip HHI
1439.37
Fdic Zip Top Bank Share Pct
29.7
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI51,724
Returns4,220
Stub 2
AGI121,622
Returns3,370
Stub 3
AGI114,782
Returns1,860
Soi Zip Total Business Income
37,367
Soi Zip Total Cap Gains
224,950
Soi Zip Total Dividends
33,963
Soi Zip Total Returns
14,100
Top Owner CRD
3181045
Trust Company Affiliate
No

People (5)

5
JENNINGS, KEITH, TODD
IAR · Direct Owner · 87.5%
3181045
Logan Taylor Brown
IAR
7363880
Crystal Lynn Johnson
IAR
7398184
MIRANDA RENEE WOOD
IAR
6137346
KRISTIN RENEA LYNCH
IAR
5717131