SourcingSourcing

JMK & ASSOCIATES, LLC

B62
CRD 312760·SEC 801-120424·SPOKANE, WA
AUM
$268.4M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$805K
@ 30% margin
Est. Deal Value
$6.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
JMK & ASSOCIATES, LLC
CRD
312760
SEC file #
801-120424
EIN
—
DBA names
—

Economics

AUM
$268.4M
AUM band
$100M-$500M
AUM trajectory
'22'26
$310.0M → $268.4M▼ -13%
Client mix
Individuals Other1,119
Individuals High Net Worth334

Operations

Employees (total)
4
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
3 advisors → 1 advisors▼ -67%
Primary office
SPOKANE WA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUM

Filings

Latest ADV filing
01/13/2026
ADV-W filed at
—
Website
jmkfa.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KING, JAMES, MADISON
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KING, JAMES, MADISON
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
JMKFA.COM
Rdap Domain Creation Date
2016-04-05T20:36:18Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-05T20:36:18Z
Rdap Domain Last Changed
2025-04-06T17:33:09Z
Rdap Nameservers
Ns39.domaincontrol.comNs40.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5236222
Trust Company Affiliate
No

People (1)

1
KING, JAMES, MADISON
IAR · Direct Owner · 87.5%
5236222