SourcingSourcing

MILL CAPITAL MANAGEMENT, LLC

C36
CRD 312798·SEC 801-120478·CONCORD, NC
AUM
$1.49B
$1B+
Est. Revenue
$14.9M
@ 1% on AUM
Est. EBITDA
$4.5M
@ 30% margin
Est. Deal Value
$35.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MILL CAPITAL MANAGEMENT, LLC
CRD
312798
SEC file #
801-120478
EIN
861568880
DBA names
—

Economics

AUM
$1.49B
AUM band
$1B+
AUM trajectory
'22'26
$813.2M → $1.49B▲ +84%
Client mix
Individuals High Net Worth78
Individuals Other19
Charitable Organizations8
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
4 advisors → 3 advisors▼ -25%
Primary office
CONCORD NC
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
millcapitalmgmt.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Clark, Paul, Norman
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Clark, Paul, Norman
SEAY, BRIAN, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MILLCAPITALMGMT.COM
Rdap Domain Creation Date
2020-12-17T15:19:59Z
Rdap Firm Age Years
6
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001901166
Edgar Registered
Yes
Edgar Filing Count
20
Edgar First Filing Date
2022-02-14
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001398344-26-008209

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2135
Soi Zip Pct 200k Plus
0.0487
Soi Zip Returns 200k Plus
1,270
Soi Zip Total AGI
1,864,716
Fdic Zip Total Deposits
26,544,482,000
Fdic Zip Branch Count
440
Fdic Zip Top Banks
Wells Fargo Bank, National Association
First Charter Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
845 CHURCH ST. NORTHSUITE 308BCONCORD, NC 28025
Business
845 CHURCH ST. NORTHSUITE 308BCONCORD, NC 28025
Edgar EIN
861568880
Edgar Recent Filings
13F-HR2026-05-04 · 0001398344-26-008209
13F-HR2026-02-11 · 0001398344-26-002778
Fdic Zip Branches Raw
First-Citizens Bank & Trust CompanyConcord, NC
First-Citizens Bank & Trust CompanyConcord, NC
Fdic Zip HHI
777.92
Fdic Zip Top Bank Share Pct
17.14
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2032-12-17T15:19:59Z
Rdap Domain Last Changed
2023-03-27T12:11:34Z
Rdap Nameservers
Ns1-09.azure-dns.comNs2-09.azure-dns.netNs3-09.azure-dns.orgNs4-09.azure-dns.info
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI93,782
Returns7,260
Stub 2
AGI247,659
Returns6,740
Stub 3
AGI247,669
Returns4,040
Soi Zip Total Business Income
47,187
Soi Zip Total Cap Gains
69,479
Soi Zip Total Dividends
24,779
Soi Zip Total Returns
26,090
Top Owner CRD
7336231
Trust Company Affiliate
No

People (3)

3
Clark, Paul, Norman
IAR · Direct Owner · 37.5%
7336231
SEAY, BRIAN, JAMES
IAR · Direct Owner · 37.5%
2207675
RHONEY, JONATHAN, WILLIAM
IAR · Direct Owner · 17.5%
2848867